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LEO

BNY Mellon Strategic Municipals
LEO

64 hedge funds and large institutions have $21.9M invested in BNY Mellon Strategic Municipals in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

26% more capital invested

Capital invested by funds: $17.4M → $21.9M (+$4.47M)

16% more funds holding

Funds holding: 55 → 64 (+9)

0.97% more ownership

Funds ownership: 3.38% → 4.35% (+0.97%)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

Holders
64
Holders Change
+9
Holders Change %
+16.36%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
13
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Newgate Capital Management
Connecticut
+$2.37M
2
Morgan Stanley
Morgan Stanley
New York
+$885K
3
MIG
Mariner Investment Group
New York
+$841K
4
SIA
Sit Investment Associates
Minnesota
+$825K
5
WAM
Wolverine Asset Management
Illinois
+$422K

Top Sellers

Rank Fund Capital Flow
1
AIG
American International Group
New York
-$953K
2
GC
Guggenheim Capital
Illinois
-$824K
3
Creative Planning
Creative Planning
Kansas
-$206K
4
NL
NWAM LLC
Washington
-$149K
5
Invesco
Invesco
Georgia
-$136K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$58K +$58.3K +7,069 New
Deutsche Bank
52
Deutsche Bank
Germany
$27K – – –
FMII
53
Farmers & Merchants Investments Inc
Nebraska
$25K +$9.9K +1,200 +67%
MFS
54
MSI Financial Services
Massachusetts
$21K +$10.7K +1,298 +99%
CCA
55
Catalyst Capital Advisors
New York
$20K +$19.8K +2,400 New
NPC
56
National Planning Corporation
California
$16.8K +$16.5K +2,000 New
AIG
57
American International Group
New York
$16.4K -$953K -115,540 -98%
PIA
58
Peachtree Investment Advisors
Georgia
$15K – – –
Thrivent Financial for Lutherans
59
Thrivent Financial for Lutherans
Minnesota
$13K – – –
FAM
60
Formidable Asset Management
Ohio
$10K – – –
Citigroup
61
Citigroup
New York
$4K -$6.97K -845 -65%
Creative Planning
62
Creative Planning
Kansas
$1K -$206K -25,000 -100%
Northern Trust
63
Northern Trust
Illinois
$1K – – –
BRWA
64
B. Riley Wealth Advisors
Florida
$32 +$32.3K +3,916 New
1SB
65
1ST Source Bank
Indiana
– -$87K -10,417 Closed
Ameriprise
66
Ameriprise
Minnesota
– -$25K -2,966 Closed
RAM
67
Riggs Asset Management
Pennsylvania
– -$5K -645 Closed
RFA
68
Reilly Financial Advisors
California
– -$3K -342 Closed
1 2
3

LEO Hedge Fund Activity: Q4 2014 in Review

64 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q4 2014, worth a combined $21.9M — up 26% from $17.4M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new LEO positions and 4 closed out — a net gain of 10 holders — while 13 added to existing stakes and 17 trimmed.

The largest buyer was Newgate Capital Management, opening a new position worth an estimated $2.37M. The largest seller was American International Group, cutting an estimated $953K.

  • 64 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q4 2014, up from 55 in Q3 2014.
  • Funds reported $21.9M of BNY Mellon Strategic Municipals stock for Q4 2014, up 26% quarter-over-quarter.
  • 14 funds opened new BNY Mellon Strategic Municipals positions in Q4 2014 and 4 closed out, a net change of +10 holders.
  • The largest BNY Mellon Strategic Municipals buyer in Q4 2014 was Newgate Capital Management, an estimated $2.37M added.
  • The largest BNY Mellon Strategic Municipals seller in Q4 2014 was American International Group, an estimated $953K sold.

Based on aggregated 13F filings for Q4 2014.