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LEO

BNY Mellon Strategic Municipals
LEO

60 hedge funds and large institutions have $39.1M invested in BNY Mellon Strategic Municipals in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more capital invested

Capital invested by funds: $32M → $39.1M (+$7.04M)

0.79% more ownership

Funds ownership: 5.89% → 6.69% (+0.79%)

0% more funds holding

Funds holding: 60 → 60 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

Holders
60
Holders Change
–
Holders Change %
0%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
15
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$4.81M
2
UBS Group
UBS Group
Switzerland
+$584K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$454K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$292K
5
ICAS
Investors Capital Advisory Services
Massachusetts
+$173K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.19M
2
SIA
Sit Investment Associates
Minnesota
-$486K
3
Morgan Stanley
Morgan Stanley
New York
-$150K
4
MIM
Macroview Investment Management
Maryland
-$136K
5
CIA
Capital Investment Advisors
Georgia
-$115K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$285K – – –
HCM
27
Hollencrest Capital Management
California
$271K – – –
IAMOG
28
Investors Asset Management of Georgia
Georgia
$265K – – –
SBWM
29
Sunflower Bank Wealth Management
Arizona
$261K – – –
YP
30
Yellowstone Partners
Idaho
$228K – – –
SIA
31
SeaBridge Investment Advisors
New Jersey
$226K – – –
KeyBank National Association
32
KeyBank National Association
Ohio
$220K – – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$216K -$36.6K -3,979 -15%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$193K -$73.5K -8,000 -28%
WKWM
35
Walter & Keenan Wealth Management
Indiana
$190K – – –
ICAS
36
Investors Capital Advisory Services
Massachusetts
$178K +$173K +18,800 New
EFS
37
Essex Financial Services
Connecticut
$169K -$19.1K -2,075 -10%
CAN
38
Cetera Advisor Networks
California
$156K – – –
NFG
39
Next Financial Group
Texas
$145K +$9.46K +1,029 +7%
CWM
40
Concert Wealth Management
California
$139K +$570 +62 +0.4%
FAAS
41
First Allied Advisory Services
California
$135K -$48.7K -5,300 -27%
HIM
42
Hanlon Investment Management
New Jersey
$132K – – –
FCCM
43
First City Capital Management
Georgia
$126K – – –
SI
44
SII Investments
Wisconsin
$126K – – –
NL
45
NWAM LLC
Washington
$124K – – –
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$123K +$20.7K +2,250 +21%
UCFA
47
United Capital Financial Advisors
Texas
$119K – – –
MFS
48
MSI Financial Services
Massachusetts
$99K -$40.1K -4,365 -30%
CL
49
Croft-Leominster
Maryland
$97K +$94.1K +10,237 New
Creative Planning
50
Creative Planning
Kansas
$96K – – –
1
2
3

LEO Hedge Fund Activity: Q2 2016 in Review

60 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q2 2016, worth a combined $39.1M — up 22% from $32M a quarter earlier.

Fund positioning in LEO was balanced in Q2 2016: 4 funds opened new positions, 4 closed out, 15 added to existing stakes and 16 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $4.81M. The largest seller was LPL Financial, cutting an estimated $1.19M.

  • 60 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $39.1M of BNY Mellon Strategic Municipals stock for Q2 2016, up 22% quarter-over-quarter.
  • 4 funds opened new BNY Mellon Strategic Municipals positions in Q2 2016 and 4 closed out, a net change of 0 holders.
  • The largest BNY Mellon Strategic Municipals buyer in Q2 2016 was Guggenheim Capital, an estimated $4.81M added.
  • The largest BNY Mellon Strategic Municipals seller in Q2 2016 was LPL Financial, an estimated $1.19M sold.

Based on aggregated 13F filings for Q2 2016.