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LEO

BNY Mellon Strategic Municipals
LEO

66 hedge funds and large institutions have $27.1M invested in BNY Mellon Strategic Municipals in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $24.6M → $27.1M (+$2.48M)

2% more funds holding

Funds holding: 65 → 66 (+1)

0.22% more ownership

Funds ownership: 5% → 5.23% (+0.22%)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
66
Holders Change
+1
Holders Change %
+1.54%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
15
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$1.73M
2
LPL Financial
LPL Financial
California
+$1.18M
3
AAM
Advisors Asset Management
Colorado
+$635K
4
Wells Fargo
Wells Fargo
California
+$357K
5
VKH
Virtu KCG Holdings
New York
+$330K

Top Sellers

Rank Fund Capital Flow
1
LSA
Liberty Street Advisors
New York
-$1.9M
2
MIM
Macroview Investment Management
Maryland
-$620K
3
Morgan Stanley
Morgan Stanley
New York
-$610K
4
Bank of America
Bank of America
North Carolina
-$431K
5
SIA
Sit Investment Associates
Minnesota
-$280K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$242K -$17.1K -2,050 -7%
IAMOG
27
Investors Asset Management of Georgia
Georgia
$238K -$8.34K -1,000 -3%
SBWM
28
Sunflower Bank Wealth Management
Arizona
$235K – – –
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$220K -$33.2K -3,986 -13%
YP
30
Yellowstone Partners
Idaho
$205K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$201K -$2.98K -357 -1%
KeyBank National Association
32
KeyBank National Association
Ohio
$198K – – –
SIA
33
SeaBridge Investment Advisors
New Jersey
$182K +$1.08K +130 +0.6%
WKWM
34
Walter & Keenan Wealth Management
Indiana
$171K – – –
EFS
35
Essex Financial Services
Connecticut
$170K – – –
Comerica Bank
36
Comerica Bank
Texas
$166K – – –
CAN
37
Cetera Advisor Networks
California
$141K – – –
FAAS
38
First Allied Advisory Services
California
$126K +$13.3K +1,600 +12%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$125K -$85.9K -10,299 -41%
CWM
40
Concert Wealth Management
California
$124K +$900 +108 +0.7%
HIM
41
Hanlon Investment Management
New Jersey
$119K – – –
FCCM
42
First City Capital Management
Georgia
$113K – – –
SI
43
SII Investments
Wisconsin
$113K -$8.65K -1,037 -7%
NL
44
NWAM LLC
Washington
$111K +$108K +13,000 New
UCFA
45
United Capital Financial Advisors
Texas
$109K – – –
MFS
46
MSI Financial Services
Massachusetts
$89K +$68.2K +8,178 +370%
KT
47
Kanaly Trust
Texas
$85K – – –
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$77K – – –
NFG
49
Next Financial Group
Texas
$71K +$1.06K +127 +2%
BFEC
50
Benjamin F. Edwards & Company
Missouri
$42K -$38.4K -4,600 -48%
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LEO Hedge Fund Activity: Q4 2015 in Review

66 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q4 2015, worth a combined $27.1M — up 10% from $24.6M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new LEO positions and 6 closed out — a net gain of 1 holder — while 15 added to existing stakes and 20 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $1.73M. The largest seller was Liberty Street Advisors, exiting entirely with an estimated $1.9M sold.

  • 66 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q4 2015, up from 65 in Q3 2015.
  • Funds reported $27.1M of BNY Mellon Strategic Municipals stock for Q4 2015, up 10% quarter-over-quarter.
  • 7 funds opened new BNY Mellon Strategic Municipals positions in Q4 2015 and 6 closed out, a net change of +1 holder.
  • The largest BNY Mellon Strategic Municipals buyer in Q4 2015 was Guggenheim Capital, an estimated $1.73M added.
  • The largest BNY Mellon Strategic Municipals seller in Q4 2015 was Liberty Street Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q4 2015.