LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

64 hedge funds and large institutions have $21.9M invested in BNY Mellon Strategic Municipals in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+9
Holders Change %
+16.36%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
13
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Newgate Capital Management
Connecticut
+$2.34M
2
Morgan Stanley
Morgan Stanley
New York
+$879K
3
MIG
Mariner Investment Group
New York
+$835K
4
SIA
Sit Investment Associates
Minnesota
+$819K
5
WAM
Wolverine Asset Management
Illinois
+$419K

Top Sellers

1
AIG
American International Group
New York
-$946K
2
GC
Guggenheim Capital
Illinois
-$815K
3
Creative Planning
Creative Planning
Kansas
-$250K
4
NL
NWAM LLC
Washington
-$148K
5
Invesco
Invesco
Georgia
-$135K
Name Holding Trade Value Shares
Change 		Shares
Change %
SBWM
26
Sunflower Bank Wealth Management
Arizona
$225K – – –
SWP
27
Stratos Wealth Partners
Ohio
$213K +$213K +26,000 New
EFS
28
Essex Financial Services
Connecticut
$207K – – –
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$198K – – –
YP
30
Yellowstone Partners
Idaho
$197K – – –
DA
31
Doliver Advisors
Texas
$182K +$182K +22,333 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$174K +$32.5K +3,972 +23%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$167K +$60.6K +7,400 +57%
WKWM
34
Walter & Keenan Wealth Management
Indiana
$164K – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$157K -$19K -2,320 -11%
FAAS
36
First Allied Advisory Services
California
$155K -$24.2K -3,000 -14%
KeyBank National Association
37
KeyBank National Association
Ohio
$144K – – –
SI
38
SII Investments
Wisconsin
$142K – – –
WA
39
WFG Advisors
Texas
$134K +$7.35K +900 +6%
GC
40
Guggenheim Capital
Illinois
$131K -$815K -99,952 -86%
HIM
41
Hanlon Investment Management
New Jersey
$114K – – –
VKH
42
Virtu KCG Holdings
New York
$109K -$77.9K -9,489 -42%
FCCM
43
First City Capital Management
Georgia
$109K – – –
NL
44
NWAM LLC
Washington
$106K -$148K -18,094 -58%
RJT
45
Raymond James Trust
Florida
$102K – – –
BFEC
46
Benjamin F. Edwards & Company
Missouri
$94K +$2.88K +350 +3%
CL
47
Croft-Leominster
Maryland
$84K -$24.3K -2,963 -22%
KT
48
Kanaly Trust
Texas
$81K – – –
Bank of America
49
Bank of America
North Carolina
$79K -$19K -2,314 -19%
US Bancorp
50
US Bancorp
Minnesota
$77K – – –
1
2
3