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LEO

BNY Mellon Strategic Municipals
LEO

55 hedge funds and large institutions have $17.4M invested in BNY Mellon Strategic Municipals in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

9% more capital invested

Capital invested by funds: $15.9M → $17.4M (+$1.47M)

2% more funds holding

Funds holding: 54 → 55 (+1)

0.31% more ownership

Funds ownership: 3.07% → 3.38% (+0.31%)

Holders
55
Holders Change
+1
Holders Change %
+1.85%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AIG
American International Group
New York
+$969K
2
DLG
Daniel L. Goodwin
+$508K
3
Morgan Stanley
Morgan Stanley
New York
+$326K
4
Creative Planning
Creative Planning
Kansas
+$210K
5
CL
Croft-Leominster
Maryland
+$111K

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$173K
2
HK
Horizon Kinetics
New York
-$154K
3
GC
Guggenheim Capital
Illinois
-$142K
4
Jane Street
Jane Street
New York
-$90K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$84.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
YP
26
Yellowstone Partners
Idaho
$201K – – –
VKH
27
Virtu KCG Holdings
New York
$191K +$55K +6,562 +40%
FAAS
28
First Allied Advisory Services
California
$187K +$62.9K +7,500 +51%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$180K +$117 +14 +0.1%
WKWM
30
Walter & Keenan Wealth Management
Indiana
$167K – – –
KeyBank National Association
31
KeyBank National Association
Ohio
$147K – – –
SI
32
SII Investments
Wisconsin
$147K – – –
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$145K -$84.7K -10,100 -37%
WA
34
WFG Advisors
Texas
$130K – – –
HIM
35
Hanlon Investment Management
New Jersey
$116K – – –
FCCM
36
First City Capital Management
Georgia
$111K – – –
CL
37
Croft-Leominster
Maryland
$110K +$111K +13,200 New
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$109K -$63.5K -7,575 -37%
RJT
39
Raymond James Trust
Florida
$105K – – –
Bank of America
40
Bank of America
North Carolina
$100K -$25.1K -2,993 -20%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$93K +$10.9K +1,300 +13%
1SB
42
1ST Source Bank
Indiana
$87K -$50K -5,965 -36%
KT
43
Kanaly Trust
Texas
$83K – – –
US Bancorp
44
US Bancorp
Minnesota
$79K – – –
Deutsche Bank
45
Deutsche Bank
Germany
$28K – – –
Ameriprise
46
Ameriprise
Minnesota
$25K +$2.15K +256 +9%
FMII
47
Farmers & Merchants Investments Inc
Nebraska
$15K – – –
PIA
48
Peachtree Investment Advisors
Georgia
$15K +$15.1K +1,800 New
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$14K +$13.5K +1,607 New
Citigroup
50
Citigroup
New York
$11K +$6.42K +765 +142%
1
2
3

LEO Hedge Fund Activity: Q3 2014 in Review

55 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipals (LEO) for Q3 2014, worth a combined $17.4M — up 9.2% from $15.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new LEO positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 12 trimmed.

The largest buyer was American International Group, adding an estimated $969K. The largest seller was Raymond James & Associates, cutting an estimated $173K.

  • 55 institutional investors held BNY Mellon Strategic Municipals (LEO) as of Q3 2014, up from 54 in Q2 2014.
  • Funds reported $17.4M of BNY Mellon Strategic Municipals stock for Q3 2014, up 9.2% quarter-over-quarter.
  • 5 funds opened new BNY Mellon Strategic Municipals positions in Q3 2014 and 4 closed out, a net change of +1 holder.
  • The largest BNY Mellon Strategic Municipals buyer in Q3 2014 was American International Group, an estimated $969K added.
  • The largest BNY Mellon Strategic Municipals seller in Q3 2014 was Raymond James & Associates, an estimated $173K sold.

Based on aggregated 13F filings for Q3 2014.