LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

54 hedge funds and large institutions have $15.9M invested in BNY Mellon Strategic Municipals in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+3
Holders Change %
+5.88%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
B
1
Baird
Wisconsin
$235K
2
Wells Fargo
2
Wells Fargo
California
$720K
3
LPL Financial
3
LPL Financial
California
$684K
4
SI
4
SII Investments
Wisconsin
$148K
5
VKH
5
Virtu KCG Holdings
New York
$137K

Top Sellers

1
DLG
1
Daniel L. Goodwin
$0
2
Invesco
2
Invesco
Georgia
$486K
3
ICOA
3
Investment Centers of America
North Dakota
$0
4
GC
4
Guggenheim Capital
Illinois
$1.12M
5
CIA
5
Capital Investment Advisors
Georgia
$1.96M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$174K – – –
WKWM
27
Walter & Keenan Wealth Management
Indiana
$169K – – –
HK
28
Horizon Kinetics
New York
$154K -$36.8K -4,350 -19%
KeyBank National Association
29
KeyBank National Association
Ohio
$149K – – –
SI
30
SII Investments
Wisconsin
$148K +$148K +17,459 New
1SB
31
1ST Source Bank
Indiana
$138K – – –
VKH
32
Virtu KCG Holdings
New York
$137K +$137K +16,205 New
WA
33
WFG Advisors
Texas
$131K – – –
Bank of America
34
Bank of America
North Carolina
$126K +$19K +2,255 +18%
FAAS
35
First Allied Advisory Services
California
$125K +$125K +14,700 New
HIM
36
Hanlon Investment Management
New Jersey
$117K – – –
FCCM
37
First City Capital Management
Georgia
$112K – – –
RJT
38
Raymond James Trust
Florida
$106K – – –
Jane Street
39
Jane Street
New York
$90K +$90K +10,700 New
KT
40
Kanaly Trust
Texas
$84K – – –
BFEC
41
Benjamin F. Edwards & Company
Missouri
$83K +$24.6K +2,900 +42%
US Bancorp
42
US Bancorp
Minnesota
$79K – – –
Deutsche Bank
43
Deutsche Bank
Germany
$28K – – –
Ameriprise
44
Ameriprise
Minnesota
$23K – – –
AIG
45
American International Group
New York
$16.9K +$135 +16 +0.8%
FMII
46
Farmers & Merchants Investments Inc
Nebraska
$15K – – –
FAM
47
Formidable Asset Management
Ohio
$11K – – –
BRWA
48
B. Riley Wealth Advisors
Florida
$8.92K +$8.92K +1,056 New
Citigroup
49
Citigroup
New York
$5K -$36.4K -3,920 -88%
MFS
50
MSI Financial Services
Massachusetts
$4K – – –
1
2
3