LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

53 hedge funds and large institutions have $15.5M invested in BNY Mellon Strategic Municipals in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
7
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
Mariner Investment Group
New York
$586K
2
VKH
Virtu KCG Holdings
New York
$360K
3
SG Americas Securities
SG Americas Securities
New York
$323K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$170K
5
WAM
Weiss Asset Management
Massachusetts
$121K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$582K
2
SIA
Sit Investment Associates
Minnesota
$1.8M
3
U
UBS
Switzerland
$299K
4
DLG
Daniel L. Goodwin
$0
5
GC
Guggenheim Capital
Illinois
$1.24M
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$170K +$170K +22,328 New
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$158K -$130K -17,168 -45%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$142K -$305 -40 -0.2%
1SB
29
1ST Source Bank
Indiana
$125K – – –
WAM
30
Weiss Asset Management
Massachusetts
$121K +$121K +15,895 New
WA
31
WFG Advisors
Texas
$118K – – –
HIM
32
Hanlon Investment Management
New Jersey
$106K – – –
ICOA
33
Investment Centers of America
North Dakota
$103K – – –
FCCM
34
First City Capital Management
Georgia
$101K – – –
NL
35
NWAM LLC
Washington
$99K +$1.93K +254 +2%
Bank of America
36
Bank of America
North Carolina
$98K -$17K -2,241 -15%
RJT
37
Raymond James Trust
Florida
$95K – – –
KeyBank National Association
38
KeyBank National Association
Ohio
$87K -$38.1K -5,014 -30%
Citadel Advisors
39
Citadel Advisors
Florida
$77K +$77K +10,101 New
KT
40
Kanaly Trust
Texas
$75K +$75K +9,914 New
US Bancorp
41
US Bancorp
Minnesota
$71K – – –
BFEC
42
Benjamin F. Edwards & Company
Missouri
$52K +$756 +100 +1%
Deutsche Bank
43
Deutsche Bank
Germany
$25K -$25K -3,381 -50%
Ameriprise
44
Ameriprise
Minnesota
$21K +$21K +2,710 New
FMII
45
Farmers & Merchants Investments Inc
Nebraska
$14K – – –
AIG
46
American International Group
New York
$12K +$12K +1,584 New
Creative Planning
47
Creative Planning
Kansas
$12K +$4.34K +590 +57%
FAM
48
Formidable Asset Management
Ohio
$10K – – –
Citigroup
49
Citigroup
New York
$10K +$3.33K +481 +50%
MFS
50
MSI Financial Services
Massachusetts
$6K – – –
1
2
3