LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

47 hedge funds and large institutions have $18.7M invested in BNY Mellon Strategic Municipals in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
12
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$3.06M
2
Morgan Stanley
Morgan Stanley
New York
$3.55M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$305K
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
$632K
5
1SB
1ST Source Bank
Indiana
$131K

Top Sellers

1
U
UBS
Switzerland
$1.12M
2
GC
Guggenheim Capital
Illinois
$1.65M
3
HIM
Hanlon Investment Management
New Jersey
$111K
4
Invesco
Invesco
Georgia
$829K
5
LPL Financial
LPL Financial
California
$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$122K -$39.6K -4,921 -25%
HIM
27
Hanlon Investment Management
New Jersey
$111K -$328K -41,100 -75%
FCCM
28
First City Capital Management
Georgia
$106K – – –
ICOA
29
Investment Centers of America
North Dakota
$103K +$103K +12,998 New
NL
30
NWAM LLC
Washington
$102K +$6.88K +860 +7%
RJT
31
Raymond James Trust
Florida
$100K – – –
SFSIG
32
San Francisco Sentry Investment Group
California
$88K – – –
US Bancorp
33
US Bancorp
Minnesota
$75K +$8.09K +1,010 +12%
Deutsche Bank
34
Deutsche Bank
Germany
$54K – – –
BFEC
35
Benjamin F. Edwards & Company
Missouri
$54K +$46.8K +5,875 +653%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$53K – – –
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$19K -$636 -81 -3%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$15K +$15K +1,900 New
FMII
39
Farmers & Merchants Investments Inc
Nebraska
$14K – – –
FAM
40
Formidable Asset Management
Ohio
$10K +$10K +1,248 New
Citigroup
41
Citigroup
New York
$8K -$6.16K -742 -44%
Creative Planning
42
Creative Planning
Kansas
$8K – – –
MFS
43
MSI Financial Services
Massachusetts
$6K – – –
DSC
44
Duncker Streett & Co
Missouri
$6K – – –
RFA
45
Reilly Financial Advisors
California
$3K -$5.4K -615 -64%
Northern Trust
46
Northern Trust
Illinois
$1K – – –
EFS
47
Essex Financial Services
Connecticut
$265 +$13 +1,600 +5%
DA
48
Doliver Advisors
Texas
– -$115K -13,328 Closed
FAAS
49
First Allied Advisory Services
California
– -$90K -10,446 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– -$17K -2,000 Closed
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2
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