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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
BWL
51
Bogart Wealth LLC
Virginia
$14K
MCC
52
Money Concepts Capital
Florida
$12K +$12.5K +300 New
CAL
53
Capital Analysts LLC
Pennsylvania
$11K
AWM
54
Accel Wealth Management
Iowa
$10K
TCWA
55
Ten Capital Wealth Advisors
Washington
$10K +$10.2K +245 New
BFEC
56
Benjamin F. Edwards & Company
Missouri
$8K
PA
57
PSI Advisors
Florida
$8K
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$7K +$5.68K +136 +302%
CMA
59
Cedar Mountain Advisors
Oregon
$5K +$42 +1 +0.8%
TWC
60
TD Waterhouse Canada
Ontario, Canada
$4.05K
CFD
61
Creative Financial Designs
Indiana
$4K
JWA
62
JFS Wealth Advisors
Pennsylvania
$4K
William Blair & Company
63
William Blair & Company
Illinois
$4K
RA
64
Rise Advisors
New York
$1K
GRP
65
Global Retirement Partners
California
$1K +$1.42K +34 New
TRCT
66
Tower Research Capital (TRC)
New York
$1K +$1.46K +35 New
SWM
67
SeaCrest Wealth Management
New York
-$212K -4,884 Closed
SFPG
68
Stonebridge Financial Planning Group
Florida
-$105K -2,475 Closed
CFCI
69
Comprehensive Financial Consultants Institutional
Indiana
-$62K -1,500 Closed
UBS Group
70
UBS Group
Switzerland
-$12K -286 -96%
ME
71
McIlrath & Eck
Washington
-$3K -70 Closed
Wells Fargo
72
Wells Fargo
California
-$42 -1 Closed
Fidelity Investments
73
Fidelity Investments
Massachusetts
+$42 +1 New
BCMLT
74
Beacon Capital Management LLC (Tennessee)
Tennessee
+$125 +3 New
HFS
75
Hantz Financial Services
Michigan
+$418 +10 New