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JRO

Nuveen Floating Rate Income Opportunty Fund
JRO

Delisted

JRO was delisted on the 28th of July, 2023.

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60 hedge funds and large institutions have $75.4M invested in Nuveen Floating Rate Income Opportunty Fund in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less capital invested

Capital invested by funds: $86.3M → $75.4M (-$11M)

13% less funds holding

Funds holding: 69 → 60 (-9)

32% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 22

60% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 15

Holders
60
Holders Change
-9
Holders Change %
-13.04%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
22
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$1.57M
2
Invesco
Invesco
Georgia
+$1.11M
3
AAM
Advisors Asset Management
Colorado
+$1.05M
4
GI
Gradient Investments
Minnesota
+$518K
5
Morgan Stanley
Morgan Stanley
New York
+$433K

Top Sellers

1
MIG
Mariner Investment Group
New York
-$6.27M
2
RCM
Rivernorth Capital Management
Florida
-$2.83M
3
ACM
Aviance Capital Management
Florida
-$2.1M
4
ARC
Absolute Return Capital
Massachusetts
-$1.4M
5
WAM
Wolverine Asset Management
Illinois
-$802K
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$24K – – –
FWM
52
Focused Wealth Management
New York
$20K – – –
FANJ
53
Financial Architects (New Jersey)
New Jersey
$14K +$13.8K +1,125 New
Fifth Third Bancorp
54
Fifth Third Bancorp
Ohio
$13K – – –
AIG
55
American International Group
New York
$12.4K – – –
BRWM
56
B. Riley Wealth Management
Tennessee
$9K – – –
MFS
57
MSI Financial Services
Massachusetts
$4K +$3.57K +292 New
Citigroup
58
Citigroup
New York
$3K -$27.1K -2,216 -91%
TRCT
59
Tower Research Capital (TRC)
New York
$1K -$440 -36 -26%
CFA
60
Carroll Financial Associates
North Carolina
$1K – – –
MIG
61
Mariner Investment Group
New York
– -$6.27M -513,937 Closed
RCM
62
Rivernorth Capital Management
Florida
– -$2.83M -232,415 Closed
ACM
63
Aviance Capital Management
Florida
– -$2.1M -172,332 Closed
ARC
64
Absolute Return Capital
Massachusetts
– -$1.4M -114,410 Closed
RCM
65
Robinson Capital Management
Michigan
– -$726K -59,479 Closed
PPA
66
Parametric Portfolio Associates
Washington
– -$616K -50,454 Closed
Franklin Resources
67
Franklin Resources
California
– -$488K -40,000 Closed
CAS
68
CTC Alternative Strategies
Illinois
– -$416K -34,080 Closed
Goldman Sachs
69
Goldman Sachs
New York
– -$334K -27,362 Closed
Barclays
70
Barclays
United Kingdom
– -$116K -9,700 Closed
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
– -$92K -7,500 Closed
WRM
72
Westport Resources Management
Connecticut
– -$18K -1,500 Closed
CTC
73
Central Trust Company
Missouri
– -$6K -525 Closed
RIA
74
Regal Investment Advisors
Michigan
– -$2K -169 Closed
MA
75
MUFG Americas
New York
– -$1K -62 Closed
1 2
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JRO Hedge Fund Activity: Q2 2014 in Review

60 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q2 2014, worth a combined $75.4M — down 13% from $86.3M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of JRO and 6 opened new positions — a net loss of 9 holders — while 22 trimmed existing stakes and 15 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.57M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $6.27M sold.

  • 60 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q2 2014, down from 69 in Q1 2014.
  • Funds reported $75.4M of Nuveen Floating Rate Income Opportunty Fund stock for Q2 2014, down 13% quarter-over-quarter.
  • 6 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q2 2014 and 15 closed out, a net change of -9 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q2 2014 was Guggenheim Capital, an estimated $1.57M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q2 2014 was Mariner Investment Group, an estimated $6.27M sold.

Based on aggregated 13F filings for Q2 2014.