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JRO

Nuveen Floating Rate Income Opportunty Fund
JRO

Delisted

JRO was delisted on the 28th of July, 2023.

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69 hedge funds and large institutions have $86.3M invested in Nuveen Floating Rate Income Opportunty Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

6% more funds holding

Funds holding: 65 → 69 (+4)

5% more capital invested

Capital invested by funds: $82.2M → $86.3M (+$4.08M)

17% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 23

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
69
Holders Change
+4
Holders Change %
+6.15%
% of All Funds
1.99%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
19
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MIG
Mariner Investment Group
New York
+$6.23M
2
ACM
Aviance Capital Management
Florida
+$1.96M
3
CA
Cornerstone Advisors
North Carolina
+$1.2M
4
Invesco
Invesco
Georgia
+$1.12M
5
RCM
Robinson Capital Management
Michigan
+$721K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$5.04M
2
RCM
Rivernorth Capital Management
Florida
-$2.28M
3
AAM
Advisors Asset Management
Colorado
-$1.32M
4
DA
Doliver Advisors
Texas
-$762K
5
LPL Financial
LPL Financial
California
-$685K
Name Holding Trade Value Shares
Change 		Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$549K +$131K +10,799 +32%
RJA
27
Raymond James & Associates
Florida
$545K -$7.01K -578 -1%
TIA
28
Tiemann Investment Advisors
California
$527K +$30.5K +2,514 +6%
WKWM
29
Walter & Keenan Wealth Management
Indiana
$514K +$511K +42,100 New
Franklin Resources
30
Franklin Resources
California
$488K – – –
SGAM
31
Steinberg Global Asset Management
Florida
$485K +$1.75K +144 +0.4%
ZA
32
Zazove Associates
Nevada
$421K – – –
CAS
33
CTC Alternative Strategies
Illinois
$416K – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$412K +$861 +71 +0.2%
OC
35
Oppenheimer & Co
New York
$392K +$55.4K +4,568 +17%
HCM
36
Hollencrest Capital Management
California
$362K -$19.4K -1,600 -5%
WS
37
Wedbush Securities
California
$335K -$4.85K -400 -1%
Goldman Sachs
38
Goldman Sachs
New York
$334K +$332K +27,362 New
SC
39
Selz Capital
New York
$305K – – –
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$296K -$21.7K -1,788 -7%
JP Morgan Chase
41
JP Morgan Chase
New York
$293K – – –
NES
42
New England Securities
New York
$286K -$1.63K -134 -0.6%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$264K -$7.87K -649 -3%
BNP Paribas Financial Markets
44
BNP Paribas Financial Markets
France
$229K +$78.8K +6,500 +53%
NPC
45
National Planning Corporation
California
$212K +$24.3K +2,000 +13%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$176K +$16.6K +1,372 +11%
SHA
47
Smith Hayes Advisers
Nebraska
$172K – – –
VC
48
Vicus Capital
Pennsylvania
$150K +$149K +12,255 New
AAS
49
Annex Advisory Services
Wisconsin
$149K – – –
SSWM
50
Sheets Smith Wealth Management
North Carolina
$139K -$18.2K -1,500 -12%
1
2
3

JRO Hedge Fund Activity: Q1 2014 in Review

69 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q1 2014, worth a combined $86.3M — up 5% from $82.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new JRO positions and 6 closed out — a net gain of 4 holders — while 19 added to existing stakes and 23 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $6.23M. The largest seller was Guggenheim Capital, cutting an estimated $5.04M.

  • 69 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q1 2014, up from 65 in Q4 2013.
  • Funds reported $86.3M of Nuveen Floating Rate Income Opportunty Fund stock for Q1 2014, up 5% quarter-over-quarter.
  • 10 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q1 2014 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q1 2014 was Mariner Investment Group, an estimated $6.23M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q1 2014 was Guggenheim Capital, an estimated $5.04M sold.

Based on aggregated 13F filings for Q1 2014.