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JRO

Nuveen Floating Rate Income Opportunty Fund
JRO

Delisted

JRO was delisted on the 28th of July, 2023.

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54 hedge funds and large institutions have $72.8M invested in Nuveen Floating Rate Income Opportunty Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

20% more funds holding

Funds holding: 45 → 54 (+9)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

2% more capital invested

Capital invested by funds: $71.6M → $72.8M (+$1.13M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
54
Holders Change
+9
Holders Change %
+20%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
17
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$5.72M
2
LPL Financial
LPL Financial
California
+$2.56M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.33M
4
PMG
ProVise Management Group
Florida
+$667K
5
PPA
Parametric Portfolio Associates
Washington
+$575K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$2.2M
2
Wells Fargo
Wells Fargo
California
-$1.71M
3
ACM
Aviance Capital Management
Florida
-$1.07M
4
WS
Wedbush Securities
California
-$593K
5
FAAS
First Allied Advisory Services
California
-$408K
Name Holding Trade Value Shares
Change 		Change in
Stake
SC
26
Selz Capital
New York
$309K – – –
JP Morgan Chase
27
JP Morgan Chase
New York
$297K – – –
Barclays
28
Barclays
United Kingdom
$260K -$222K -17,800 -45%
OC
29
Oppenheimer & Co
New York
$240K -$22.7K -1,819 -9%
NPC
30
National Planning Corporation
California
$220K +$49.9K +4,000 +29%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$218K -$26.5K -2,119 -11%
CAN
32
Cetera Advisor Networks
California
$214K -$179K -14,300 -45%
Goldman Sachs
33
Goldman Sachs
New York
$204K +$206K +16,514 New
Bank of New York Mellon
34
Bank of New York Mellon
New York
$180K +$2.07K +166 +1%
SHA
35
Smith Hayes Advisers
Nebraska
$174K – – –
VKH
36
Virtu KCG Holdings
New York
$141K +$142K +11,381 New
ACM
37
Aviance Capital Management
Florida
$131K -$1.07M -85,946 -89%
Creative Planning
38
Creative Planning
Kansas
$124K – – –
DADC
39
D.A. Davidson & Co
Montana
$105K – – –
SIA
40
SeaBridge Investment Advisors
New Jersey
$105K – – –
GI
41
Gradient Investments
Minnesota
$94K +$95.3K +7,633 New
OIA
42
Optimum Investment Advisors
Illinois
$87K +$87.4K +7,000 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$49K -$94.8K -7,591 -65%
US Bancorp
44
US Bancorp
Minnesota
$25K +$25K +2,000 New
FWM
45
Focused Wealth Management
New York
$20K +$20K +1,600 New
Citigroup
46
Citigroup
New York
$13K +$2.3K +184 +20%
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$13K +$13.1K +1,050 New
AIG
48
American International Group
New York
$12.4K -$16.2K -1,300 -57%
MFS
49
MSI Financial Services
Massachusetts
$10K +$10.4K +830 New
CTC
50
Central Trust Company
Missouri
$6K – – –
1
2
3

JRO Hedge Fund Activity: Q3 2013 in Review

54 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2013, worth a combined $72.8M — up 1.6% from $71.6M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JRO positions and 5 closed out — a net gain of 9 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $5.72M. The largest seller was Advisors Asset Management, cutting an estimated $2.2M.

  • 54 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2013, up from 45 in Q2 2013.
  • Funds reported $72.8M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2013, up 1.6% quarter-over-quarter.
  • 14 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2013 and 5 closed out, a net change of +9 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2013 was Guggenheim Capital, an estimated $5.72M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2013 was Advisors Asset Management, an estimated $2.2M sold.

Based on aggregated 13F filings for Q3 2013.