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Nuveen Preferred & Income Opportunities Fund
JPC

88 hedge funds and large institutions have $129M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 22

4% less capital invested

Capital invested by funds: $135M → $129M (-$5.12M)

1.17% less ownership

Funds ownership: 14.9% → 13.73% (-1.2%)

4% less funds holding

Funds holding: 92 → 88 (-4)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

Holders
88
Holders Change
-4
Holders Change %
-4.35%
% of All Funds
2.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
32
Reduced
22
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JP Morgan Chase
JP Morgan Chase
New York
+$1.27M
2
Invesco
Invesco
Georgia
+$1.24M
3
EML
Eos Management LP
New York
+$1.2M
4
OA
Oxbow Advisors
Texas
+$1.18M
5
PPA
Parametric Portfolio Associates
Washington
+$850K

Top Sellers

1
NCM
Newgate Capital Management
Connecticut
-$3.88M
2
GC
Guggenheim Capital
Illinois
-$3.6M
3
SCM
Saba Capital Management
New York
-$1.84M
4
AAM
Advisors Asset Management
Colorado
-$1.79M
5
SIA
Sit Investment Associates
Minnesota
-$1.73M
Name Holding Trade Value Shares
Change 		Change in
Stake
ST
76
Smithfield Trust
Pennsylvania
$32K +$30.9K +3,250 New
FAM
77
Formidable Asset Management
Ohio
$30K – – –
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$19K – – –
MBT
79
Monroe Bank & Trust
Michigan
$19K +$19K +2,000 New
BRWA
80
B. Riley Wealth Advisors
Florida
$10.8K +$10.6K +1,115 New
NSIM
81
North Star Investment Management
Illinois
$10K – – –
RIA
82
Regal Investment Advisors
Michigan
$10K +$1.43K +150 +18%
TCOV
83
Trust Company of Vermont
Vermont
$7K – – –
MA
84
MUFG Americas
New York
$7K +$552 +58 +9%
PSUF
85
People's United Financial
Connecticut
$6K – – –
NES
86
New England Securities
New York
$4K – – –
CAPTRUST Financial Advisors
87
CAPTRUST Financial Advisors
North Carolina
$3K -$2.86K -300 -50%
NCM
88
Newgate Capital Management
Connecticut
– -$3.88M -417,438 Closed
SCM
89
Saba Capital Management
New York
– -$1.84M -197,633 Closed
TC
90
TFS Capital
Pennsylvania
– -$1.12M -120,241 Closed
PRCM
91
Pine River Capital Management
Minnesota
– -$493K -52,881 Closed
SFS
92
Shaker Financial Services
Virginia
– -$201K -21,600 Closed
VKH
93
Virtu KCG Holdings
New York
– -$167K -17,995 Closed
AllianceBernstein
94
AllianceBernstein
Tennessee
– -$153K -16,481 Closed
PI
95
Placemark Investments
Illinois
– -$147K -15,819 Closed
LCM
96
Landscape Capital Management
New Jersey
– -$116K -12,535 Closed
USGIU
97
U.S. Global Investors (USGI)
Texas
– -$49K -5,375 Closed
PWAG
98
Polaris Wealth Advisory Group
California
– -$9K -1,000 Closed
TRCT
99
Tower Research Capital (TRC)
New York
– -$5K -500 Closed
1 2 3
4

JPC Hedge Fund Activity: Q2 2014 in Review

88 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q2 2014, worth a combined $129M — down 3.8% from $135M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JPC and 10 opened new positions — a net loss of 3 holders — while 22 trimmed existing stakes and 32 added.

The largest buyer was JP Morgan Chase, adding an estimated $1.27M. The largest seller was Newgate Capital Management, exiting entirely with an estimated $3.88M sold.

  • 88 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q2 2014, down from 92 in Q1 2014.
  • Funds reported $129M of Nuveen Preferred & Income Opportunities Fund stock for Q2 2014, down 3.8% quarter-over-quarter.
  • 10 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q2 2014 and 13 closed out, a net change of -3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q2 2014 was JP Morgan Chase, an estimated $1.27M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q2 2014 was Newgate Capital Management, an estimated $3.88M sold.

Based on aggregated 13F filings for Q2 2014.