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Nuveen Preferred & Income Opportunities Fund
JPC

Overview Fund Activity

88 hedge funds and large institutions have $129M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
88
Holders Change
-4
Holders Change %
-4.35%
% of All Funds
2.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
32
Reduced
22
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$1.56M
2
Invesco
2
Invesco
Georgia
$16.2M
3
EML
3
Eos Management LP
New York
$1.23M
4
OA
4
Oxbow Advisors
Texas
$1.69M
5
PPA
5
Parametric Portfolio Associates
Washington
$7.36M

Top Sellers

1
NCM
1
Newgate Capital Management
Connecticut
$0
2
GC
2
Guggenheim Capital
Illinois
$6.35M
3
SCM
3
Saba Capital Management
New York
$0
4
AAM
4
Advisors Asset Management
Colorado
$8.17M
5
SIA
5
Sit Investment Associates
Minnesota
$1.27M
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
76
Smithfield Trust
Pennsylvania
$32K +$32K +3,250 New
FAM
77
Formidable Asset Management
Ohio
$30K – – –
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$19K – – –
MBT
79
Monroe Bank & Trust
Michigan
$19K +$19K +2,000 New
BRWA
80
B. Riley Wealth Advisors
Florida
$10.8K +$10.8K +1,115 New
NSIM
81
North Star Investment Management
Illinois
$10K – – –
RIA
82
Regal Investment Advisors
Michigan
$10K +$1.53K +150 +18%
TCOV
83
Trust Company of Vermont
Vermont
$7K – – –
MA
84
MUFG Americas
New York
$7K +$549 +58 +9%
PSUF
85
People's United Financial
Connecticut
$6K – – –
NES
86
New England Securities
New York
$4K – – –
CAPTRUST Financial Advisors
87
CAPTRUST Financial Advisors
North Carolina
$3K -$3K -300 -50%
NCM
88
Newgate Capital Management
Connecticut
– -$3.88M -417,438 Closed
SCM
89
Saba Capital Management
New York
– -$1.84M -197,633 Closed
TC
90
TFS Capital
Pennsylvania
– -$1.12M -120,241 Closed
PRCM
91
Pine River Capital Management
Minnesota
– -$493K -52,881 Closed
SFS
92
Shaker Financial Services
Virginia
– -$201K -21,600 Closed
VKH
93
Virtu KCG Holdings
New York
– -$167K -17,995 Closed
AllianceBernstein
94
AllianceBernstein
Tennessee
– -$153K -16,481 Closed
PI
95
Placemark Investments
Illinois
– -$147K -15,819 Closed
LCM
96
Landscape Capital Management
New Jersey
– -$116K -12,535 Closed
USGIU
97
U.S. Global Investors (USGI)
Texas
– -$49K -5,375 Closed
PWAG
98
Polaris Wealth Advisory Group
California
– -$9K -1,000 Closed
TRCT
99
Tower Research Capital (TRC)
New York
– -$5K -500 Closed
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