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Nuveen Preferred & Income Opportunities Fund
JPC

92 hedge funds and large institutions have $135M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

2% more funds holding

Funds holding: 90 → 92 (+2)

1% more capital invested

Capital invested by funds: $134M → $135M (+$919K)

0.63% less ownership

Funds ownership: 15.53% → 14.9% (-0.63%)

3% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.66%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
29
Reduced
30
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TC
TFS Capital
Pennsylvania
+$1.1M
2
PPA
Parametric Portfolio Associates
Washington
+$772K
3
SIA
Sit Investment Associates
Minnesota
+$756K
4
HFS
HL Financial Services
Kentucky
+$640K
5
TFMS
Trust & Fiduciary Management Services
Massachusetts
+$414K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$3.51M
2
NCM
Newgate Capital Management
Connecticut
-$2.61M
3
AAM
Advisors Asset Management
Colorado
-$716K
4
IMS
Index Management Solutions
Pennsylvania
-$683K
5
Goldman Sachs
Goldman Sachs
New York
-$613K
Name Holding Trade Value Shares
Change 		Change in
Stake
USGIU
76
U.S. Global Investors (USGI)
Texas
$49K – – –
AIG
77
American International Group
New York
$47.8K +$7.07K +775 +18%
SNT
78
Security National Trust
West Virginia
$44K – – –
MFS
79
MSI Financial Services
Massachusetts
$40K – – –
FAM
80
Formidable Asset Management
Ohio
$29K – – –
Fifth Third Bancorp
81
Fifth Third Bancorp
Ohio
$19K -$39.8K -4,365 -69%
NSIM
82
North Star Investment Management
Illinois
$9K +$9.12K +1,000 New
PWAG
83
Polaris Wealth Advisory Group
California
$9K +$9.12K +1,000 New
RIA
84
Regal Investment Advisors
Michigan
$8K -$2.28K -250 -23%
TCOV
85
Trust Company of Vermont
Vermont
$7K – – –
MA
86
MUFG Americas
New York
$6K – – –
PSUF
87
People's United Financial
Connecticut
$6K – – –
TRCT
88
Tower Research Capital (TRC)
New York
$5K -$216K -23,700 -98%
CAPTRUST Financial Advisors
89
CAPTRUST Financial Advisors
North Carolina
$5K +$2.73K +300 +100%
NES
90
New England Securities
New York
$3K -$12.6K -1,380 -79%
IMS
91
Index Management Solutions
Pennsylvania
– -$683K -77,007 Closed
SG Americas Securities
92
SG Americas Securities
New York
– -$567K -63,912 Closed
WAM
93
Wolverine Asset Management
Illinois
– -$450K -50,787 Closed
RCM
94
Robinson Capital Management
Michigan
– -$249K -25,000 Closed
Nomura Holdings
95
Nomura Holdings
Japan
– -$47K -5,335 Closed
AFIA
96
America First Investment Advisors
Nebraska
– -$34K -3,455 Closed
ACM
97
Antonetti Capital Management
Florida
– -$12K -1,370 Closed
SF
98
Synovus Financial
Georgia
– -$9K -1,040 Closed
PTCG
99
Pring Turner Capital Group
California
– -$7K -800 Closed
ACM
100
Aviance Capital Management
Florida
– -$1K -124 Closed
1 2 3
4
5

JPC Hedge Fund Activity: Q1 2014 in Review

92 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q1 2014, worth a combined $135M — up 0.69% from $134M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JPC positions and 11 closed out — a net gain of 3 holders — while 29 added to existing stakes and 30 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $1.1M. The largest seller was Guggenheim Capital, cutting an estimated $3.51M.

  • 92 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q1 2014, up from 90 in Q4 2013.
  • Funds reported $135M of Nuveen Preferred & Income Opportunities Fund stock for Q1 2014, up 0.69% quarter-over-quarter.
  • 14 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q1 2014 and 11 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q1 2014 was TFS Capital, an estimated $1.1M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q1 2014 was Guggenheim Capital, an estimated $3.51M sold.

Based on aggregated 13F filings for Q1 2014.