We are live on ! Find out more
JPC icon

Nuveen Preferred & Income Opportunities Fund

78 hedge funds and large institutions have $129M invested in Nuveen Preferred & Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

4% more funds holding

Funds holding: 7578 (+3)

0.11% less ownership

Funds ownership: 15.52%15.42% (-0.11%)

10% less capital invested

Capital invested by funds: $144M → $129M (-$14.4M)

19% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 31

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
25
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WS
51
Wedbush Securities
California
$170K -$1.35K -150 -0.8%
Northern Trust
52
Northern Trust
Illinois
$126K -$36K -4,000 -22%
Creative Planning
53
Creative Planning
Kansas
$121K +$27.2K +3,021 +28%
B
54
Baird
Wisconsin
$119K +$28.8K +3,200 +30%
Mariner
55
Mariner
Kansas
$113K
PI
56
Placemark Investments
Illinois
$112K +$3.17K +352 +3%
Susquehanna International Group
57
Susquehanna International Group
Pennsylvania
$109K -$10.8K -1,201 -9%
FFSOTS
58
Fiduciary Financial Services of The Southwest
Texas
$97K
FCCM
59
First City Capital Management
Georgia
$92.4K
DC
60
Davenport & Co
Virginia
$89.8K -$9K -1,000 -9%
US Bancorp
61
US Bancorp
Minnesota
$87K +$23.9K +2,655 +36%
SRC
62
Shufro Rose & Co
New York
$86K
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$55K
MFS
64
MSI Financial Services
Massachusetts
$37K
AIG
65
American International Group
New York
$36.2K
WA
66
WFG Advisors
Texas
$33K +$2.88K +320 +9%
AFIA
67
America First Investment Advisors
Nebraska
$32K
FAM
68
Formidable Asset Management
Ohio
$27K +$27.5K +3,052 New
TRCT
69
Tower Research Capital (TRC)
New York
$20K +$12.6K +1,402 +156%
NES
70
New England Securities
New York
$15K -$17.3K -1,920 -52%
RIA
71
Regal Investment Advisors
Michigan
$14K -$11K -1,224 -44%
SF
72
Synovus Financial
Georgia
$9K +$189 +21 +2%
TCOV
73
Trust Company of Vermont
Vermont
$7K
PSUF
74
People's United Financial
Connecticut
$6K
CAPTRUST Financial Advisors
75
CAPTRUST Financial Advisors
North Carolina
$3K

JPC Hedge Fund Activity: Q3 2013 in Review

78 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2013, worth a combined $129M — down 10% from $144M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new JPC positions and 6 closed out — a net gain of 3 holders — while 25 added to existing stakes and 31 trimmed.

The largest buyer was Newgate Capital Management, adding an estimated $3.04M. The largest seller was Guggenheim Capital, cutting an estimated $6.28M.

  • 78 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2013, up from 75 in Q2 2013.
  • Funds reported $129M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2013, down 10% quarter-over-quarter.
  • 9 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2013 and 6 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2013 was Newgate Capital Management, an estimated $3.04M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2013 was Guggenheim Capital, an estimated $6.28M sold.

Based on aggregated 13F filings for Q3 2013.