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iShares US Regional Banks ETF
IAT

88 hedge funds and large institutions have $240M invested in iShares US Regional Banks ETF in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

38% more capital invested

Capital invested by funds: $174M → $240M (+$66.4M)

27% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 22

10% more funds holding

Funds holding: 80 → 88 (+8)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

4.54% less ownership

Funds ownership: 33.9% → 29.36% (-4.5%)

88% less call options, than puts

Call options by funds: $37K | Put options by funds: $297K

Holders
88
Holders Change
+8
Holders Change %
+10%
% of All Funds
2.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
28
Reduced
22
Closed
6
Calls
$37K
Puts
$297K
Net Calls
-$260K
Net Calls Change
-$296K

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.18M
2
UBS Group
UBS Group
Switzerland
+$2.7M
3
SG Americas Securities
SG Americas Securities
New York
+$2.48M
4
Wells Fargo
Wells Fargo
California
+$2.4M
5
Ameriprise
Ameriprise
Minnesota
+$2.35M

Top Sellers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$10.5M
2
Bank of America
Bank of America
North Carolina
-$674K
3
HCA
Harbour Capital Advisors
Virginia
-$422K
4
MIAN
Mariner Independent Advisor Network
Kansas
-$383K
5
PFPT
Pinnacle Financial Partners (Tennessee)
Tennessee
-$382K
Name Holding Trade Value Shares
Change 		Change in
Stake
HF
76
Hoxton Financial
West Virginia
$10K +$9.81K +278 New
CLOS
77
Compagnie Lombard Odier SCmA
Switzerland
$9K -$91.7K -2,600 -91%
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$7K – – –
FAM
79
Formidable Asset Management
Ohio
$7K – – –
CCS
80
Crosspoint Capital Strategies
California
$5K +$5.29K +150 New
KM
81
Kalos Management
Georgia
$4K – – –
CFA
82
Carroll Financial Associates
North Carolina
$3K – – –
LWM
83
LBA Wealth Management
Florida
$3K – – –
SJIM
84
St. Johns Investment Management
Florida
$3K – – –
WA
85
WFG Advisors
Texas
$2K – – –
Barclays
86
Barclays
United Kingdom
$2K +$2.54K +72 New
PG
87
Patten Group
Tennessee
$1.4K – – –
Manulife (Manufacturers Life Insurance)
88
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 – – –
HCA
89
Harbour Capital Advisors
Virginia
– -$422K -12,500 Closed
MIAN
90
Mariner Independent Advisor Network
Kansas
– -$383K -11,357 Closed
Jane Street
91
Jane Street
New York
– -$356K -10,567 Closed
JC
92
Jacobs & Co
California
– -$205K -6,080 Closed
BCM
93
Brookstone Capital Management
Illinois
– -$10K -302 Closed
RIA
94
Regal Investment Advisors
Michigan
– -$5K -150 Closed
1 2 3
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IAT Hedge Fund Activity: Q4 2015 in Review

88 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2015, worth a combined $240M — up 38% from $174M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new IAT positions and 6 closed out — a net gain of 8 holders — while 28 added to existing stakes and 22 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $4.18M. The largest seller was Bank of Nova Scotia, cutting an estimated $10.5M.

  • 88 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2015, up from 80 in Q3 2015.
  • Funds reported $240M of iShares US Regional Banks ETF stock for Q4 2015, up 38% quarter-over-quarter.
  • 14 funds opened new iShares US Regional Banks ETF positions in Q4 2015 and 6 closed out, a net change of +8 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2015 was Raymond James Financial Services Advisors, an estimated $4.18M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2015 was Bank of Nova Scotia, an estimated $10.5M sold.

Based on aggregated 13F filings for Q4 2015.