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iShares US Regional Banks ETF
IAT

143 hedge funds and large institutions have $349M invested in iShares US Regional Banks ETF in 2018 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 55 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 10

139% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 23

17% more capital invested

Capital invested by funds: $299M → $349M (+$49.7M)

15% more funds holding

Funds holding: 124 → 143 (+19)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

2.22% less ownership

Funds ownership: 41.06% → 38.84% (-2.2%)

14% less call options, than puts

Call options by funds: $1.36M | Put options by funds: $1.59M

Holders
143
Holders Change
+19
Holders Change %
+15.32%
% of All Funds
3.28%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
30
Increased
55
Reduced
23
Closed
10
Calls
$1.36M
Puts
$1.59M
Net Calls
-$222K
Net Calls Change
+$276K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$11.6M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.81M
3
Wells Fargo
Wells Fargo
California
+$4.52M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.94M
5
FIM
Foresters Investment Management
New York
+$3.45M

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
-$3.73M
2
MC
Martin & Co
Tennessee
-$2.36M
3
CS
Credit Suisse
Switzerland
-$2.09M
4
UBS Group
UBS Group
Switzerland
-$1.84M
5
PFPT
Pinnacle Financial Partners (Tennessee)
Tennessee
-$395K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFG
51
Merit Financial Group
Georgia
$720K +$251K +4,806 +51%
CAN
52
Cetera Advisor Networks
California
$643K +$658K +12,586 New
Creative Planning
53
Creative Planning
Kansas
$599K – – –
JMPWA
54
JP Morgan Private Wealth Advisors
California
$592K – – –
B
55
Barings
North Carolina
$579K – – –
AG
56
Advisor Group
Arizona
$562K +$102K +1,959 +21%
SB
57
Suntrust Banks
Georgia
$541K -$85.8K -1,642 -13%
VF
58
Virtu Financial
New York
$509K +$528K +10,104 New
Handelsbanken Fonder
59
Handelsbanken Fonder
Sweden
$504K -$209K -4,000 -29%
FWM
60
Frontier Wealth Management
Missouri
$504K – – –
WKWM
61
Walter & Keenan Wealth Management
Indiana
$504K – – –
PWW
62
Pettyjohn Wood & White
Virginia
$500K +$10.4K +200 +2%
BA
63
Ballew Advisors
Mississippi
$483K +$100K +1,922 +25%
SCM
64
Schnieders Capital Management
California
$464K – – –
CIBC World Market
65
CIBC World Market
Ontario, Canada
$457K -$8.1K -155 -2%
CFA
66
Carroll Financial Associates
North Carolina
$436K – – –
PA
67
Parallel Advisors
California
$431K +$78.4K +1,501 +21%
TSS
68
Two Sigma Securities
New York
$430K +$446K +8,541 New
PP
69
Patten & Patten
Tennessee
$420K – – –
NFG
70
Next Financial Group
Texas
$418K +$433K +8,297 New
SPIA
71
Steward Partners Investment Advisory
New York
$415K +$1.1K +21 +0.3%
LFAS
72
Level Four Advisory Services
Texas
$397K -$36.5K -698 -8%
MSAM
73
Moloney Securities Asset Management
Missouri
$359K +$372K +7,124 New
LPIC
74
LeJeune Puetz Investment Counsel
Michigan
$322K – – –
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$322K +$39.8K +762 +14%
1 2
3
4 5

IAT Hedge Fund Activity: Q1 2018 in Review

143 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2018, worth a combined $349M — up 17% from $299M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new IAT positions and 10 closed out — a net gain of 20 holders — while 55 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $11.6M. The largest seller was SG Americas Securities, exiting entirely with an estimated $3.73M sold.

  • 143 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2018, up from 124 in Q4 2017.
  • Funds reported $349M of iShares US Regional Banks ETF stock for Q1 2018, up 17% quarter-over-quarter.
  • 30 funds opened new iShares US Regional Banks ETF positions in Q1 2018 and 10 closed out, a net change of +20 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2018 was Morgan Stanley, an estimated $11.6M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2018 was SG Americas Securities, an estimated $3.73M sold.

Based on aggregated 13F filings for Q1 2018.