We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF
IAT

124 hedge funds and large institutions have $299M invested in iShares US Regional Banks ETF in 2017 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 35 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

20% more funds holding

Funds holding: 103 → 124 (+21)

8% more capital invested

Capital invested by funds: $278M → $299M (+$21.3M)

1.09% more ownership

Funds ownership: 39.97% → 41.06% (+1.1%)

5% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 37

33% less call options, than puts

Call options by funds: $1.01M | Put options by funds: $1.51M

Holders
124
Holders Change
+21
Holders Change %
+20.39%
% of All Funds
2.81%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
30
Increased
35
Reduced
37
Closed
8
Calls
$1.01M
Puts
$1.51M
Net Calls
-$498K
Net Calls Change
-$1.27M

Top Buyers

1
FIM
Foresters Investment Management
New York
+$4.58M
2
UBS Group
UBS Group
Switzerland
+$3.34M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.69M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.26M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.87M

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
-$4.94M
2
TSS
Two Sigma Securities
New York
-$4.68M
3
Morgan Stanley
Morgan Stanley
New York
-$3.89M
4
NFG
Next Financial Group
Texas
-$2.18M
5
CS
Credit Suisse
Switzerland
-$1.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$586K +$570K +11,888 New
JMPWA
52
JP Morgan Private Wealth Advisors
California
$579K -$14.4K -300 -2%
B
53
Barings
North Carolina
$566K +$551K +11,491 New
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$558K +$138K +2,881 +34%
FWM
55
Frontier Wealth Management
Missouri
$493K – – –
WKWM
56
Walter & Keenan Wealth Management
Indiana
$493K – – –
PWW
57
Pettyjohn Wood & White
Virginia
$479K -$9.6K -200 -2%
ASN
58
Advisory Services Network
Georgia
$476K +$463K +9,657 New
MFG
59
Merit Financial Group
Georgia
$468K +$456K +9,496 New
AG
60
Advisor Group
Arizona
$456K +$137K +2,852 +45%
CIBC World Market
61
CIBC World Market
Ontario, Canada
$455K -$161K -3,345 -27%
SCM
62
Schnieders Capital Management
California
$454K +$1.2K +25 +0.3%
CFA
63
Carroll Financial Associates
North Carolina
$426K -$7.96K -166 -2%
LFAS
64
Level Four Advisory Services
Texas
$423K -$8.01K -167 -2%
PP
65
Patten & Patten
Tennessee
$411K – – –
SPIA
66
Steward Partners Investment Advisory
New York
$405K +$4.51K +94 +1%
FHA
67
First Horizon Advisors
Tennessee
$400K -$312K -6,505 -45%
BA
68
Ballew Advisors
Mississippi
$378K +$368K +7,672 New
WIC
69
Woodmont Investment Counsel
Tennessee
$349K -$60K -1,250 -15%
PA
70
Parallel Advisors
California
$348K -$33.4K -697 -9%
CAN
71
Claraphi Advisory Network
United States
$346K +$337K +7,017 New
SPC
72
Sigma Planning Corp
Michigan
$322K -$6.53K -136 -2%
BPC
73
Banque Pictet & Cie
Switzerland
$320K – – –
LPIC
74
LeJeune Puetz Investment Counsel
Michigan
$315K – – –
DC
75
Davenport & Co
Virginia
$310K – – –
1 2
3
4 5

IAT Hedge Fund Activity: Q4 2017 in Review

124 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2017, worth a combined $299M — up 7.7% from $278M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new IAT positions and 8 closed out — a net gain of 22 holders — while 35 added to existing stakes and 37 trimmed.

The largest buyer was Foresters Investment Management, opening a new position worth an estimated $4.58M. The largest seller was SG Americas Securities, cutting an estimated $4.94M.

  • 124 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2017, up from 103 in Q3 2017.
  • Funds reported $299M of iShares US Regional Banks ETF stock for Q4 2017, up 7.7% quarter-over-quarter.
  • 30 funds opened new iShares US Regional Banks ETF positions in Q4 2017 and 8 closed out, a net change of +22 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2017 was Foresters Investment Management, an estimated $4.58M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2017 was SG Americas Securities, an estimated $4.94M sold.

Based on aggregated 13F filings for Q4 2017.