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iShares US Regional Banks ETF
IAT

124 hedge funds and large institutions have $261M invested in iShares US Regional Banks ETF in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 43 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 8

147% more call options, than puts

Call options by funds: $1.31M | Put options by funds: $532K

39% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 31

14% more funds holding

Funds holding: 109 → 124 (+15)

1% more capital invested

Capital invested by funds: $257M → $261M (+$3.79M)

7.48% less ownership

Funds ownership: 42.62% → 35.13% (-7.5%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
124
Holders Change
+15
Holders Change %
+13.76%
% of All Funds
3.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
26
Increased
43
Reduced
31
Closed
8
Calls
$1.31M
Puts
$532K
Net Calls
+$781K
Net Calls Change
+$518K

Top Buyers

Rank Fund Capital Flow
1
SFI
SPC Financial Inc
Maryland
+$10.2M
2
Bank of America
Bank of America
North Carolina
+$4.98M
3
Wells Fargo
Wells Fargo
California
+$4.24M
4
RJA
Raymond James & Associates
Florida
+$2.96M
5
Morgan Stanley
Morgan Stanley
New York
+$2.84M

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$10.5M
2
Citigroup
Citigroup
New York
-$6.88M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$5.2M
4
Goldman Sachs
Goldman Sachs
New York
-$3.7M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.54M
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
51
SII Investments
Wisconsin
$674K +$241K +5,225 +52%
KA
52
Kovack Advisors
Florida
$673K +$694K +15,027 New
FHA
53
First Horizon Advisors
Tennessee
$662K +$358K +7,760 +109%
WKWM
54
Walter & Keenan Wealth Management
Indiana
$627K +$185K +4,000 +40%
FAAS
55
First Allied Advisory Services
California
$563K -$875K -18,960 -60%
UR
56
USCA RIA
Texas
$554K -$46K -997 -7%
JMPWA
57
JP Morgan Private Wealth Advisors
California
$540K +$13.8K +300 +3%
BNP Paribas Financial Markets
58
BNP Paribas Financial Markets
France
$524K +$540K +11,700 New
SAM
59
Shamrock Asset Management
Texas
$506K +$521K +11,293 New
PWW
60
Pettyjohn Wood & White
Virginia
$494K +$4.62K +100 +0.9%
JP Morgan Chase
61
JP Morgan Chase
New York
$485K +$426K +9,237 +584%
SIC
62
Salem Investment Counselors
North Carolina
$449K -$923 -20 -0.2%
FWM
63
Frontier Wealth Management
Missouri
$448K – – –
Handelsbanken Fonder
64
Handelsbanken Fonder
Sweden
$448K +$462K +10,000 New
Jane Street
65
Jane Street
New York
$446K -$1.41M -30,570 -75%
NPC
66
National Planning Corporation
California
$434K -$42.8K -926 -9%
SCM
67
Schnieders Capital Management
California
$418K +$430K +9,320 New
Goldman Sachs
68
Goldman Sachs
New York
$412K -$3.7M -80,144 -90%
CFA
69
Carroll Financial Associates
North Carolina
$408K +$36.2K +785 +9%
PP
70
Patten & Patten
Tennessee
$389K – – –
Millennium Management
71
Millennium Management
New York
$358K +$369K +8,000 New
LTFS
72
Ladenburg Thalmann Financial Services
Florida
$355K -$1.06M -22,987 -74%
DC
73
Davenport & Co
Virginia
$348K -$31.4K -680 -8%
SWP
74
Stratos Wealth Partners
Ohio
$344K +$115K +2,495 +48%
GA
75
Greytown Advisors
Florida
$327K – – –
1 2
3
4 5

IAT Hedge Fund Activity: Q1 2017 in Review

124 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2017, worth a combined $261M — up 1.5% from $257M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IAT positions and 8 closed out — a net gain of 18 holders — while 43 added to existing stakes and 31 trimmed.

The largest buyer was SPC Financial Inc, opening a new position worth an estimated $10.2M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $10.5M sold.

  • 124 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2017, up from 109 in Q4 2016.
  • Funds reported $261M of iShares US Regional Banks ETF stock for Q1 2017, up 1.5% quarter-over-quarter.
  • 26 funds opened new iShares US Regional Banks ETF positions in Q1 2017 and 8 closed out, a net change of +18 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2017 was SPC Financial Inc, an estimated $10.2M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2017 was Brookstone Capital Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2017.