National Planning Corporation’s iShares US Regional Banks ETF IAT Stock Holding History

National Planning Corporation’s Portfolio IAT Stock Details IAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-8,592	Closed	-$406K	–	286
2017 Q3	$406K	Buy	8,592 +112	+1%	+$5.06K	0.03%	422
2017 Q2	$393K	Sell	8,480 -1,264	-13%	-$56.2K	0.03%	476
2017 Q1	$434K	Sell	9,744 -926	-9%	-$42.8K	0.03%	416
2016 Q4	$484K	Buy	+10,670	New	+$432K	0.04%	378
2015 Q1	–	Sell	-1,309	Closed	-$43.6K	–	1297
2014 Q4	$43.6K	Buy	+1,309	New	+$44.1K	﹤0.01%	1319

Other funds holding IAT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HCMNY

Howard Capital Management (New York) New York $891M AUM 34.82% 1-Year Est. Return

SFI

SPC Financial Inc Rockville, Maryland $1.28B AUM 12.6% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCM

BTR Capital Management Oakland, California $641M AUM 9.05% 1-Year Est. Return

KFA

Kabarec Financial Advisors Palatine, Illinois $131M AUM

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

National Planning Corporation's IAT Position: Q4 2017 in Review

National Planning Corporation sold out of iShares US Regional Banks ETF (IAT) in Q4 2017, closing a stake of 8,592 shares — an estimated $406K sold.

National Planning Corporation first reported a position in IAT in Q4 2014 and held it in 5 quarters. The position peaked at $484K in Q4 2016. 124 funds tracked by Wall St. Rank hold IAT as of Q4 2017.

National Planning Corporation reported no remaining iShares US Regional Banks ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 8,592 iShares US Regional Banks ETF shares in Q4 2017, an estimated $406K.
National Planning Corporation first reported a position in iShares US Regional Banks ETF in Q4 2014 and held it in 5 quarters.
National Planning Corporation's iShares US Regional Banks ETF position peaked at $484K in Q4 2016.
124 funds tracked by Wall St. Rank held iShares US Regional Banks ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.