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iShares US Regional Banks ETF
IAT

109 hedge funds and large institutions have $257M invested in iShares US Regional Banks ETF in 2016 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 39 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 8

255% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 11

180% more capital invested

Capital invested by funds: $91.8M → $257M (+$165M)

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

41% more call options, than puts

Call options by funds: $908K | Put options by funds: $645K

40% more funds holding

Funds holding: 78 → 109 (+31)

10.2% more ownership

Funds ownership: 32.42% → 42.62% (+10%)

Holders
109
Holders Change
+31
Holders Change %
+39.74%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
40
Increased
39
Reduced
11
Closed
8
Calls
$908K
Puts
$645K
Net Calls
+$263K
Net Calls Change
-$2.25M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$19.7M
2
Wells Fargo
Wells Fargo
California
+$17.1M
3
Morgan Stanley
Morgan Stanley
New York
+$12.3M
4
Citigroup
Citigroup
New York
+$10.1M
5
BCM
Brookstone Capital Management
Illinois
+$9.34M

Top Sellers

Rank Fund Capital Flow
1
BPC
Banque Pictet & Cie
Switzerland
-$3.05M
2
CS
Credit Suisse
Switzerland
-$2.23M
3
Citadel Advisors
Citadel Advisors
Florida
-$855K
4
NCA
New Century Advisors
Maryland
-$809K
5
VKH
Virtu KCG Holdings
New York
-$760K
Name Holding Trade Value Shares
Change 		Change in
Stake
JIC
51
Joel Isaacson & Co
New York
$718K – – –
UR
52
USCA RIA
Texas
$606K +$541K +13,357 New
SC
53
Scotia Capital
Ontario, Canada
$581K +$177K +4,378 +52%
AI
54
Atria Investments
North Carolina
$552K +$493K +12,171 New
JMPWA
55
JP Morgan Private Wealth Advisors
California
$533K +$17.6K +435 +4%
PWW
56
Pettyjohn Wood & White
Virginia
$496K +$6.07K +150 +1%
CA
57
Cetera Advisors
Colorado
$496K +$439K +10,848 New
NPC
58
National Planning Corporation
California
$484K +$432K +10,670 New
SIC
59
Salem Investment Counselors
North Carolina
$462K +$412K +10,170 New
FWM
60
Frontier Wealth Management
Missouri
$454K +$405K +10,000 New
WKWM
61
Walter & Keenan Wealth Management
Indiana
$454K +$405K +10,000 New
SI
62
SII Investments
Wisconsin
$453K +$114K +2,821 +39%
Citadel Advisors
63
Citadel Advisors
Florida
$425K -$855K -21,116 -69%
PAG
64
Private Advisor Group
New Jersey
$424K +$29.3K +724 +8%
PP
65
Patten & Patten
Tennessee
$394K – – –
DC
66
Davenport & Co
Virginia
$378K +$337K +8,338 New
CFA
67
Carroll Financial Associates
North Carolina
$377K – – –
GA
68
Greytown Advisors
Florida
$331K +$296K +7,303 New
LPIC
69
LeJeune Puetz Investment Counsel
Michigan
$318K +$283K +7,000 New
BTS
70
BB&T Securities
Virginia
$296K – – –
AG
71
Advisor Group
Arizona
$292K +$115K +2,833 +78%
IA
72
IFP Advisors
Florida
$278K +$9.59K +237 +4%
FHA
73
First Horizon Advisors
Tennessee
$250K – – –
SWP
74
Stratos Wealth Partners
Ohio
$236K +$210K +5,192 New
CG
75
Cutler Group
California
$231K +$186K +4,600 +920%
1 2
3
4 5

IAT Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2016, worth a combined $257M — up 180% from $91.8M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new IAT positions and 8 closed out — a net gain of 32 holders — while 39 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $19.7M. The largest seller was Banque Pictet & Cie, cutting an estimated $3.05M.

  • 109 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2016, up from 78 in Q3 2016.
  • Funds reported $257M of iShares US Regional Banks ETF stock for Q4 2016, up 180% quarter-over-quarter.
  • 40 funds opened new iShares US Regional Banks ETF positions in Q4 2016 and 8 closed out, a net change of +32 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2016 was Bank of America, an estimated $19.7M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2016 was Banque Pictet & Cie, an estimated $3.05M sold.

Based on aggregated 13F filings for Q4 2016.