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iShares US Regional Banks ETF
IAT

77 hedge funds and large institutions have $110M invested in iShares US Regional Banks ETF in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 38 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more call options, than puts

Call options by funds: $602K | Put options by funds: $381K

2.71% less ownership

Funds ownership: 29.36% → 26.65% (-2.7%)

13% less funds holding

Funds holding: 88 → 77 (-11)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

54% less capital invested

Capital invested by funds: $240M → $110M (-$131M)

59% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 17

71% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 38

Holders
77
Holders Change
-11
Holders Change %
-12.5%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
7
Increased
11
Reduced
38
Closed
17
Calls
$602K
Puts
$381K
Net Calls
+$221K
Net Calls Change
+$481K

Top Buyers

1
LPL Financial
LPL Financial
California
+$2.83M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.46M
3
Walleye Trading
Walleye Trading
New York
+$910K
4
Bank of America
Bank of America
North Carolina
+$757K
5
Citadel Advisors
Citadel Advisors
Florida
+$507K

Top Sellers

1
BAM
Baring Asset Management
United Kingdom
-$30.1M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$17.3M
3
UBS Group
UBS Group
Switzerland
-$6.34M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.97M
5
Wells Fargo
Wells Fargo
California
-$2.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
SF
51
Synovus Financial
Georgia
$76K – – –
HT
52
Hefren-Tillotson
Pennsylvania
$71K -$52.9K -1,696 -43%
TRCT
53
Tower Research Capital (TRC)
New York
$67K -$762K -24,416 -92%
Citigroup
54
Citigroup
New York
$65K -$343 -11 -0.5%
MMG
55
Monetary Management Group
Missouri
$60K -$156K -5,000 -72%
Creative Planning
56
Creative Planning
Kansas
$60K – – –
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$55K -$9.36K -300 -15%
QAM
58
QCI Asset Management
New York
$50K – – –
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$50K +$14K +450 +40%
GWM
60
Geneos Wealth Management
Colorado
$46K +$45.8K +1,469 New
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$38K -$13.4K -430 -27%
IA
62
IFP Advisors
Florida
$36K -$93.5K -2,997 -78%
SEI Investments
63
SEI Investments
Pennsylvania
$35K – – –
PVH
64
Psagot Value Holdings
Israel
$26K -$910K -29,170 -97%
AF
65
Arrow Financial
New York
$23K – – –
GWM
66
Gupta Wealth Management
California
$10K – – –
APSP
67
Asset Planning Services (Pennsylvania)
Pennsylvania
$9K – – –
First Manhattan
68
First Manhattan
New York
$9K – – –
HF
69
Hoxton Financial
West Virginia
$9K – – –
CLOS
70
Compagnie Lombard Odier SCmA
Switzerland
$8K – – –
FAM
71
Formidable Asset Management
Ohio
$7K – – –
CFA
72
Carroll Financial Associates
North Carolina
$3K – – –
LWM
73
LBA Wealth Management
Florida
$3K – – –
SJIM
74
St. Johns Investment Management
Florida
$3K – – –
WA
75
WFG Advisors
Texas
$2K – – –
1 2
3
4

IAT Hedge Fund Activity: Q1 2016 in Review

77 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2016, worth a combined $110M — down 54% from $240M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IAT and 7 opened new positions — a net loss of 10 holders — while 38 trimmed existing stakes and 11 added.

The largest buyer was LPL Financial, adding an estimated $2.83M. The largest seller was Baring Asset Management, cutting an estimated $30.1M.

  • 77 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2016, down from 88 in Q4 2015.
  • Funds reported $110M of iShares US Regional Banks ETF stock for Q1 2016, down 54% quarter-over-quarter.
  • 7 funds opened new iShares US Regional Banks ETF positions in Q1 2016 and 17 closed out, a net change of -10 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2016 was LPL Financial, an estimated $2.83M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2016 was Baring Asset Management, an estimated $30.1M sold.

Based on aggregated 13F filings for Q1 2016.