We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF
IAT

80 hedge funds and large institutions have $174M invested in iShares US Regional Banks ETF in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

5% less funds holding

Funds holding: 84 → 80 (-4)

7.5% less ownership

Funds ownership: 41.39% → 33.9% (-7.5%)

10% less capital invested

Capital invested by funds: $194M → $174M (-$20.2M)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
80
Holders Change
-4
Holders Change %
-4.76%
% of All Funds
2.23%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
10
Increased
27
Reduced
20
Closed
12
Calls
$36K
Puts
–
Net Calls
+$36K
Net Calls Change
-$216K

Top Buyers

1
BAM
Baring Asset Management
United Kingdom
+$40.4M
2
Bank of America
Bank of America
North Carolina
+$2.23M
3
UBS Group
UBS Group
Switzerland
+$1.81M
4
CA
Cetera Advisors
Colorado
+$1.37M
5
Morgan Stanley
Morgan Stanley
New York
+$1.25M

Top Sellers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$36.5M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.79M
3
AFG
Albion Financial Group
Utah
-$2.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.32M
5
BCM
Brookstone Capital Management
Illinois
-$974K
Name Holding Trade Value Shares
Change 		Change in
Stake
HT
51
Hefren-Tillotson
Pennsylvania
$133K +$140K +3,950 New
CLOS
52
Compagnie Lombard Odier SCmA
Switzerland
$95K +$101K +2,850 New
AIG
53
American International Group
New York
$89K +$17.3K +486 +22%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$83K -$77.7K -2,186 -47%
SF
55
Synovus Financial
Georgia
$81K – – –
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$78K -$15.8K -445 -16%
SEI Investments
57
SEI Investments
Pennsylvania
$74K – – –
Creative Planning
58
Creative Planning
Kansas
$74K +$78.2K +2,200 New
Simplex Trading
59
Simplex Trading
Illinois
$66K +$42.3K +1,189 +150%
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$55K -$9.79M -275,279 -99%
QAM
61
QCI Asset Management
New York
$53K – – –
Citigroup
62
Citigroup
New York
$53K +$925 +26 +2%
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$36K -$3.48K -98 -8%
AF
64
Arrow Financial
New York
$25K – – –
Citadel Advisors
65
Citadel Advisors
Florida
$16K +$17.2K +485 New
GWM
66
Gupta Wealth Management
California
$11K +$5.12K +144 +80%
BCM
67
Brookstone Capital Management
Illinois
$10K -$974K -27,397 -99%
First Manhattan
68
First Manhattan
New York
$10K – – –
TRCT
69
Tower Research Capital (TRC)
New York
$10K +$10.7K +300 New
APSP
70
Asset Planning Services (Pennsylvania)
Pennsylvania
$9K – – –
Fifth Third Bancorp
71
Fifth Third Bancorp
Ohio
$7K – – –
FAM
72
Formidable Asset Management
Ohio
$7K – – –
RIA
73
Regal Investment Advisors
Michigan
$5K +$5.33K +150 New
CFA
74
Carroll Financial Associates
North Carolina
$3K – – –
LWM
75
LBA Wealth Management
Florida
$3K – – –
1 2
3
4

IAT Hedge Fund Activity: Q3 2015 in Review

80 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2015, worth a combined $174M — down 10% from $194M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of IAT and 10 opened new positions — a net loss of 2 holders — while 20 trimmed existing stakes and 27 added.

The largest buyer was Baring Asset Management, adding an estimated $40.4M. The largest seller was Bank of Nova Scotia, cutting an estimated $36.5M.

  • 80 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2015, down from 84 in Q2 2015.
  • Funds reported $174M of iShares US Regional Banks ETF stock for Q3 2015, down 10% quarter-over-quarter.
  • 10 funds opened new iShares US Regional Banks ETF positions in Q3 2015 and 12 closed out, a net change of -2 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2015 was Baring Asset Management, an estimated $40.4M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2015 was Bank of Nova Scotia, an estimated $36.5M sold.

Based on aggregated 13F filings for Q3 2015.