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iShares US Regional Banks ETF
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Overview Fund Activity

80 hedge funds and large institutions have $174M invested in iShares US Regional Banks ETF in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
-4
Holders Change %
-4.76%
% of All Funds
2.24%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
10
Increased
27
Reduced
20
Closed
12
Calls
$36K
Puts
–
Net Calls
+$36K
Net Calls Change
-$216K

Top Buyers

1
BAM
1
Baring Asset Management
United Kingdom
$39.8M
2
Bank of America
2
Bank of America
North Carolina
$10.9M
3
UBS Group
3
UBS Group
Switzerland
$10.5M
4
CA
4
Cetera Advisors
Colorado
$1.3M
5
Morgan Stanley
5
Morgan Stanley
New York
$4.83M

Top Sellers

1
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$26.7M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$55K
3
AFG
3
Albion Financial Group
Utah
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$538K
5
BCM
5
Brookstone Capital Management
Illinois
$10K
Name Holding Trade Value Shares
Change 		Shares
Change %
HT
51
Hefren-Tillotson
Pennsylvania
$133K +$133K +3,950 New
CLOS
52
Compagnie Lombard Odier SCmA
Switzerland
$95K +$95K +2,850 New
AIG
53
American International Group
New York
$89K +$16.3K +486 +22%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$83K -$73.3K -2,186 -47%
SF
55
Synovus Financial
Georgia
$81K – – –
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$78K -$15K -445 -16%
SEI Investments
57
SEI Investments
Pennsylvania
$74K – – –
Creative Planning
58
Creative Planning
Kansas
$74K +$74K +2,200 New
Simplex Trading
59
Simplex Trading
Illinois
$66K +$39.6K +1,189 +150%
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$55K -$9.35M -275,279 -99%
QAM
61
QCI Asset Management
New York
$53K – – –
Citigroup
62
Citigroup
New York
$53K +$874 +26 +2%
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$36K -$3.24K -98 -8%
AF
64
Arrow Financial
New York
$25K – – –
Citadel Advisors
65
Citadel Advisors
Florida
$16K +$16K +485 New
GWM
66
Gupta Wealth Management
California
$11K +$4.9K +144 +80%
BCM
67
Brookstone Capital Management
Illinois
$10K -$907K -27,397 -99%
First Manhattan
68
First Manhattan
New York
$10K – – –
TRCT
69
Tower Research Capital (TRC)
New York
$10K +$10K +300 New
APSP
70
Asset Planning Services (Pennsylvania)
Pennsylvania
$9K – – –
FAM
71
Formidable Asset Management
Ohio
$7K – – –
Fifth Third Bancorp
72
Fifth Third Bancorp
Ohio
$7K – – –
RIA
73
Regal Investment Advisors
Michigan
$5K +$5K +150 New
CFA
74
Carroll Financial Associates
North Carolina
$3K – – –
LWM
75
LBA Wealth Management
Florida
$3K – – –
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3
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