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iShares US Regional Banks ETF
IAT

76 hedge funds and large institutions have $212M invested in iShares US Regional Banks ETF in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

4% more funds holding

Funds holding: 73 → 76 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

2.98% less ownership

Funds ownership: 41.05% → 38.07% (-3%)

14% less capital invested

Capital invested by funds: $247M → $212M (-$35.8M)

Holders
76
Holders Change
+3
Holders Change %
+4.11%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
13
Increased
26
Reduced
26
Closed
10
Calls
$17K
Puts
–
Net Calls
+$17K
Net Calls Change
+$41K

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.71M
2
Goldman Sachs
Goldman Sachs
New York
+$5.95M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.49M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.43M
5
Citadel Advisors
Citadel Advisors
Florida
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$38.7M
2
OC
Oppenheimer & Co
New York
-$5.16M
3
Citigroup
Citigroup
New York
-$3.42M
4
Morgan Stanley
Morgan Stanley
New York
-$3.09M
5
Bank of America
Bank of America
North Carolina
-$2.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
PP
51
Patten & Patten
Tennessee
$314K – – –
JC
52
Jacobs & Co
California
$209K +$204K +6,000 New
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$132K +$93.9K +2,760 +268%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$118K +$75.7K +2,225 +192%
AP
55
Advisors Preferred
Maryland
$86.2K -$24.6K -724 -23%
SF
56
Synovus Financial
Georgia
$84K – – –
SEI Investments
57
SEI Investments
Pennsylvania
$76K +$74.4K +2,187 New
AIG
58
American International Group
New York
$68.5K +$8.47K +249 +15%
QAM
59
QCI Asset Management
New York
$54K – – –
US Bancorp
60
US Bancorp
Minnesota
$38K -$104K -3,064 -74%
MFS
61
MSI Financial Services
Massachusetts
$27K +$2.96K +87 +12%
AF
62
Arrow Financial
New York
$26K – – –
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$25K +$8K +235 +47%
PCM
64
Parsons Capital Management
Rhode Island
$24K +$23K +675 New
Citigroup
65
Citigroup
New York
$23K -$3.42M -100,500 -99%
SJIM
66
St. Johns Investment Management
Florida
$13K -$44.4K -1,305 -77%
First Manhattan
67
First Manhattan
New York
$10K – – –
Barclays
68
Barclays
United Kingdom
$9K +$9.26K +272 New
FAM
69
Formidable Asset Management
Ohio
$8K – – –
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$7K – – –
Creative Planning
71
Creative Planning
Kansas
$7K +$6.53K +192 New
LWM
72
LBA Wealth Management
Florida
$3K – – –
CFA
73
Carroll Financial Associates
North Carolina
$3K +$3.4K +100 New
WA
74
WFG Advisors
Texas
$2K +$2.11K +62 New
Manulife (Manufacturers Life Insurance)
75
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7 -$27.2K -800 -79%
1 2
3
4

IAT Hedge Fund Activity: Q1 2015 in Review

76 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2015, worth a combined $212M — down 14% from $247M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new IAT positions and 10 closed out — a net gain of 3 holders — while 26 added to existing stakes and 26 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $7.71M. The largest seller was Bank of Nova Scotia, cutting an estimated $38.7M.

  • 76 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2015, up from 73 in Q4 2014.
  • Funds reported $212M of iShares US Regional Banks ETF stock for Q1 2015, down 14% quarter-over-quarter.
  • 13 funds opened new iShares US Regional Banks ETF positions in Q1 2015 and 10 closed out, a net change of +3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2015 was Envestnet Asset Management, an estimated $7.71M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2015 was Bank of Nova Scotia, an estimated $38.7M sold.

Based on aggregated 13F filings for Q1 2015.