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iShares US Regional Banks ETF
IAT

72 hedge funds and large institutions have $150M invested in iShares US Regional Banks ETF in 2014 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

50% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 18

11% more funds holding

Funds holding: 65 → 72 (+7)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

4.62% less ownership

Funds ownership: 34.69% → 30.07% (-4.6%)

9% less capital invested

Capital invested by funds: $164M → $150M (-$14.1M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $71K

Holders
72
Holders Change
+7
Holders Change %
+10.77%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
13
Increased
27
Reduced
18
Closed
6
Calls
–
Puts
$71K
Net Calls
-$71K
Net Calls Change
-$508K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$35M
2
BCM
BTR Capital Management
California
+$2.2M
3
Citigroup
Citigroup
New York
+$2.12M
4
BUB
BBVA USA Bancshares
Texas
+$1.24M
5
DCM
Donaldson Capital Management
Indiana
+$689K

Top Sellers

Rank Fund Capital Flow
1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$48.8M
2
SG Americas Securities
SG Americas Securities
New York
-$5.51M
3
AP
Advisors Preferred
Maryland
-$1.64M
4
FAAS
First Allied Advisory Services
California
-$932K
5
Barclays
Barclays
United Kingdom
-$676K
Name Holding Trade Value Shares
Change 		Change in
Stake
WRM
51
Westport Resources Management
Connecticut
$222K – – –
B
52
Baird
Wisconsin
$206K +$200K +5,950 New
S
53
SignatureFD
Georgia
$201K +$195K +5,800 New
CFA
54
Carroll Financial Associates
North Carolina
$176K +$16.8K +500 +11%
US Bancorp
55
US Bancorp
Minnesota
$135K -$2.39K -71 -2%
Citadel Advisors
56
Citadel Advisors
Florida
$121K +$118K +3,490 New
AIG
57
American International Group
New York
$95.5K – – –
Ameriprise
58
Ameriprise
Minnesota
$91K +$82.9K +2,462 +1,492%
SF
59
Synovus Financial
Georgia
$83K – – –
Creative Planning
60
Creative Planning
Kansas
$61K +$269 +8 +0.5%
QAM
61
QCI Asset Management
New York
$54K – – –
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$53K +$51.5K +1,528 New
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$40K +$15.2K +450 +63%
Barclays
64
Barclays
United Kingdom
$33K -$676K -20,080 -95%
AF
65
Arrow Financial
New York
$25K – – –
MFS
66
MSI Financial Services
Massachusetts
$12K – – –
FAM
67
Formidable Asset Management
Ohio
$8K – – –
HCC
68
Hirtle Callaghan & Co
Pennsylvania
$8K – – –
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$7K +$6.74K +200 New
RIA
70
Regal Investment Advisors
Michigan
$5K – – –
LWM
71
LBA Wealth Management
Florida
$3K – – –
BRWA
72
B. Riley Wealth Advisors
Florida
$1.7K +$1.65K +49 New
Bank of Nova Scotia
73
Bank of Nova Scotia
Ontario, Canada
– -$48.8M -1,395,000 Closed
AP
74
Advisors Preferred
Maryland
– -$1.64M -46,820 Closed
NCM
75
Niemann Capital Management
Nevada
– -$498K -14,240 Closed
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3
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IAT Hedge Fund Activity: Q2 2014 in Review

72 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q2 2014, worth a combined $150M — down 8.6% from $164M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new IAT positions and 6 closed out — a net gain of 7 holders — while 27 added to existing stakes and 18 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $35M. The largest seller was Bank of Nova Scotia, exiting entirely with an estimated $48.8M sold.

  • 72 institutional investors held iShares US Regional Banks ETF (IAT) as of Q2 2014, up from 65 in Q1 2014.
  • Funds reported $150M of iShares US Regional Banks ETF stock for Q2 2014, down 8.6% quarter-over-quarter.
  • 13 funds opened new iShares US Regional Banks ETF positions in Q2 2014 and 6 closed out, a net change of +7 holders.
  • The largest iShares US Regional Banks ETF buyer in Q2 2014 was Goldman Sachs, an estimated $35M added.
  • The largest iShares US Regional Banks ETF seller in Q2 2014 was Bank of Nova Scotia, an estimated $48.8M sold.

Based on aggregated 13F filings for Q2 2014.