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iShares US Regional Banks ETF
IAT

Overview Fund Activity

72 hedge funds and large institutions have $150M invested in iShares US Regional Banks ETF in 2014 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+7
Holders Change %
+10.77%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
13
Increased
27
Reduced
18
Closed
6
Calls
–
Puts
$71K
Net Calls
-$71K
Net Calls Change
-$508K

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$36M
2
BCM
2
BTR Capital Management
California
$4.91M
3
Citigroup
3
Citigroup
New York
$2.24M
4
BUB
4
BBVA USA Bancshares
Texas
$3.74M
5
DCM
5
Donaldson Capital Management
Indiana
$15.1M

Top Sellers

1
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$1.31M
3
AP
3
Advisors Preferred
Maryland
$0
4
FAAS
4
First Allied Advisory Services
California
$834K
5
Barclays
5
Barclays
United Kingdom
$33K
Name Holding Trade Value Shares
Change 		Shares
Change %
WRM
51
Westport Resources Management
Connecticut
$222K – – –
B
52
Baird
Wisconsin
$206K +$206K +5,950 New
S
53
SignatureFD
Georgia
$201K +$201K +5,800 New
CFA
54
Carroll Financial Associates
North Carolina
$176K +$17.4K +500 +11%
US Bancorp
55
US Bancorp
Minnesota
$135K -$2.45K -71 -2%
Citadel Advisors
56
Citadel Advisors
Florida
$121K +$121K +3,490 New
AIG
57
American International Group
New York
$95.5K – – –
Ameriprise
58
Ameriprise
Minnesota
$91K +$85.3K +2,462 +1,492%
SF
59
Synovus Financial
Georgia
$83K – – –
Creative Planning
60
Creative Planning
Kansas
$61K +$279 +8 +0.5%
QAM
61
QCI Asset Management
New York
$54K – – –
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$53K +$53K +1,528 New
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$40K +$15.5K +450 +63%
Barclays
64
Barclays
United Kingdom
$33K -$682K -20,080 -95%
AF
65
Arrow Financial
New York
$25K – – –
MFS
66
MSI Financial Services
Massachusetts
$12K – – –
FAM
67
Formidable Asset Management
Ohio
$8K – – –
HCC
68
Hirtle Callaghan & Co
Pennsylvania
$8K – – –
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$7K +$7K +200 New
RIA
70
Regal Investment Advisors
Michigan
$5K – – –
LWM
71
LBA Wealth Management
Florida
$3K – – –
BRWA
72
B. Riley Wealth Advisors
Florida
$1.7K +$1.7K +49 New
Bank of Nova Scotia
73
Bank of Nova Scotia
Ontario, Canada
– -$48.8M -1,395,000 Closed
AP
74
Advisors Preferred
Maryland
– -$1.64M -46,820 Closed
NCM
75
Niemann Capital Management
Nevada
– -$498K -14,240 Closed
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