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iShares US Regional Banks ETF
IAT

60 hedge funds and large institutions have $153M invested in iShares US Regional Banks ETF in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

13% more capital invested

Capital invested by funds: $135M → $153M (+$18.2M)

5.22% more ownership

Funds ownership: 26.03% → 31.25% (+5.2%)

3% more funds holding

Funds holding: 58 → 60 (+2)

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $895K

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.74%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
12
Increased
13
Reduced
20
Closed
9
Calls
–
Puts
$895K
Net Calls
-$895K
Net Calls Change
-$477K

Top Buyers

1
SG Americas Securities
SG Americas Securities
New York
+$4.4M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$3.31M
3
BUB
BBVA USA Bancshares
Texas
+$2.68M
4
SWM
Strategic Wealth Management
Washington
+$1.8M
5
DCM
Donaldson Capital Management
Indiana
+$1.6M

Top Sellers

1
U
UBS
Switzerland
-$4.55M
2
Citigroup
Citigroup
New York
-$3.12M
3
CS
Credit Suisse
Switzerland
-$3.01M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.75M
5
Bank of America
Bank of America
North Carolina
-$1.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$57K -$6.31K -200 -10%
QAM
52
QCI Asset Management
New York
$52K – – –
Barclays
53
Barclays
United Kingdom
$44K +$22.1K +700 +113%
MFS
54
MSI Financial Services
Massachusetts
$30K -$12.6K -398 -31%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$23K +$9.78K +310 +78%
HCC
56
Hirtle Callaghan & Co
Pennsylvania
$8K – – –
FAM
57
Formidable Asset Management
Ohio
$7K – – –
LWM
58
LBA Wealth Management
Florida
$6K +$6.18K +196 New
Ameriprise
59
Ameriprise
Minnesota
$5K – – –
RIA
60
Regal Investment Advisors
Michigan
$5K – – –
CS
61
Credit Suisse
Switzerland
– -$3.01M -101,074 Closed
RJA
62
Raymond James & Associates
Florida
– -$661K -22,150 Closed
VF
63
Virtu Financial
New York
– -$600K -20,113 Closed
Goldman Sachs
64
Goldman Sachs
New York
– -$203K -6,821 Closed
Comerica Bank
65
Comerica Bank
Texas
– -$203K -6,800 Closed
EFSCE
66
Enterprise Financial Services Corp (EFSC)
Missouri
– -$98K -3,271 Closed
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
– -$19K -650 Closed
WA
68
WFG Advisors
Texas
– -$12K -402 Closed
LTFS
69
Ladenburg Thalmann Financial Services
Florida
– -$3K -100 Closed
1 2
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IAT Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2013, worth a combined $153M — up 13% from $135M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IAT positions and 9 closed out — a net gain of 3 holders — while 13 added to existing stakes and 20 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $4.4M. The largest seller was UBS, cutting an estimated $4.55M.

  • 60 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2013, up from 58 in Q3 2013.
  • Funds reported $153M of iShares US Regional Banks ETF stock for Q4 2013, up 13% quarter-over-quarter.
  • 12 funds opened new iShares US Regional Banks ETF positions in Q4 2013 and 9 closed out, a net change of +3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2013 was SG Americas Securities, an estimated $4.4M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2013 was UBS, an estimated $4.55M sold.

Based on aggregated 13F filings for Q4 2013.