iShares US Regional Banks ETF
IAT
58 hedge funds and large institutions have $135M invested in iShares US Regional Banks ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 2 closing their positions.
650% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 2
82% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 11
26% more funds holding
Funds holding: 46 → 58 (+12)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4% less capital invested
Capital invested by funds: $142M → $135M (-$6.31M)
9.92% less ownership
Funds ownership: 35.94% → 26.03% (-9.9%)
78% less call options, than puts
Call options by funds: $118K | Put options by funds: $536K
Top Buyers
| 1 |
U
UBS
Zurich,
Switzerland
|
+$6.76M |
| 2 |
AFG
Albion Financial Group
Salt Lake City,
Utah
|
+$2.31M |
| 3 |
SG Americas Securities
New York
|
+$2.15M |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$2.03M |
| 5 |
Citigroup
New York
|
+$1.88M |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Barclays
London,
United Kingdom
| $18K | +$19K | +622 | New |
|
52
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $12K | – | – | – |
|
|
WA
53
WFG Advisors
Dallas,
Texas
| $12K | +$12.3K | +402 | New |
|
|
FAM
54
Formidable Asset Management
Cincinnati,
Ohio
| $7K | +$6.89K | +225 | New |
|
|
HCC
55
Hirtle Callaghan & Co
West Conshohocken,
Pennsylvania
| $7K | +$7.04K | +230 | New |
|
56
Ameriprise
Minneapolis,
Minnesota
| $5K | +$5.05K | +165 | New |
|
|
RIA
57
Regal Investment Advisors
Kentwood,
Michigan
| $4K | – | – | – |
|
|
LTFS
58
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | – | – | – |
|
59
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$406K | -13,267 | Closed |
|
|
FNBT
60
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$16K | -550 | Closed |
|
IAT Hedge Fund Activity: Q3 2013 in Review
58 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2013, worth a combined $135M — down 4.5% from $142M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new IAT positions and 2 closed out — a net gain of 13 holders — while 20 added to existing stakes and 11 trimmed.
The largest buyer was UBS, adding an estimated $6.76M. The largest seller was Bank of Nova Scotia, cutting an estimated $25.4M.
- 58 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2013, up from 46 in Q2 2013.
- Funds reported $135M of iShares US Regional Banks ETF stock for Q3 2013, down 4.5% quarter-over-quarter.
- 15 funds opened new iShares US Regional Banks ETF positions in Q3 2013 and 2 closed out, a net change of +13 holders.
- The largest iShares US Regional Banks ETF buyer in Q3 2013 was UBS, an estimated $6.76M added.
- The largest iShares US Regional Banks ETF seller in Q3 2013 was Bank of Nova Scotia, an estimated $25.4M sold.
Based on aggregated 13F filings for Q3 2013.