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iShares US Regional Banks ETF
IAT

73 hedge funds and large institutions have $247M invested in iShares US Regional Banks ETF in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 29 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more capital invested

Capital invested by funds: $115M → $247M (+$132M)

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

16.71% more ownership

Funds ownership: 24.34% → 41.05% (+17%)

4% more funds holding

Funds holding: 70 → 73 (+3)

38% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 29

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $24K

Holders
73
Holders Change
+3
Holders Change %
+4.29%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
11
Increased
18
Reduced
29
Closed
7
Calls
–
Puts
$24K
Net Calls
-$24K
Net Calls Change
-$8K

Top Buyers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$121M
2
Wells Fargo
Wells Fargo
California
+$2.34M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.15M
4
BCM
BTR Capital Management
California
+$895K
5
Jane Street
Jane Street
New York
+$688K

Top Sellers

1
CS
Credit Suisse
Switzerland
-$2.3M
2
Citigroup
Citigroup
New York
-$2.12M
3
HighTower Advisors
HighTower Advisors
Illinois
-$1.74M
4
BUB
BBVA USA Bancshares
Texas
-$1.22M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
WF
26
WealthTrust Fairport
Ohio
$1.03M -$652K -19,329 -40%
Jane Street
27
Jane Street
New York
$1.01M +$688K +20,401 +240%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1M +$565K +16,771 +141%
CPC
29
Cookson Peirce & Co
Pennsylvania
$982K -$47.2K -1,400 -5%
Stifel Financial
30
Stifel Financial
Missouri
$828K -$15.9K -471 -2%
ICAS
31
Investors Capital Advisory Services
Massachusetts
$806K -$135K -4,012 -15%
DCM
32
Donaldson Capital Management
Indiana
$732K -$761K -22,561 -52%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$710K +$120K +3,567 +21%
Deutsche Bank
34
Deutsche Bank
Germany
$608K +$202K +6,000 +53%
NFG
35
Next Financial Group
Texas
$583K -$51.3K -1,521 -8%
CS
36
Credit Suisse
Switzerland
$549K -$2.3M -68,262 -81%
FMBTD
37
First Midwest Bank Trust Division
Illinois
$524K – – –
BCM
38
Beck Capital Management
Texas
$497K -$6.84K -203 -1%
CIBC World Market
39
CIBC World Market
Ontario, Canada
$493K -$3.04K -90 -0.6%
FAAS
40
First Allied Advisory Services
California
$486K -$67.4K -2,000 -12%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$423K +$22.2K +658 +6%
FHA
42
First Horizon Advisors
Tennessee
$393K – – –
MMG
43
Monetary Management Group
Missouri
$391K +$10.1K +300 +3%
VFS
44
VSR Financial Services
Kansas
$390K -$141K -4,180 -27%
PWW
45
Pettyjohn Wood & White
Virginia
$380K -$6.74K -200 -2%
ASN
46
Advisory Services Network
Georgia
$377K -$150K -4,451 -27%
MIAN
47
Mariner Independent Advisor Network
Kansas
$375K -$3.17K -94 -0.9%
X
48
Xponance
Pennsylvania
$351K – – –
JMPWA
49
JP Morgan Private Wealth Advisors
California
$339K -$18.5K -550 -5%
PP
50
Patten & Patten
Tennessee
$315K +$11K +325 +4%
1
2
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IAT Hedge Fund Activity: Q4 2014 in Review

73 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2014, worth a combined $247M — up 115% from $115M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAT positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 29 trimmed.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $121M. The largest seller was Credit Suisse, cutting an estimated $2.3M.

  • 73 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2014, up from 70 in Q3 2014.
  • Funds reported $247M of iShares US Regional Banks ETF stock for Q4 2014, up 115% quarter-over-quarter.
  • 11 funds opened new iShares US Regional Banks ETF positions in Q4 2014 and 7 closed out, a net change of +4 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2014 was Bank of Nova Scotia, an estimated $121M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2014 was Credit Suisse, an estimated $2.3M sold.

Based on aggregated 13F filings for Q4 2014.