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iShares US Regional Banks ETF
IAT

Overview Fund Activity

65 hedge funds and large institutions have $164M invested in iShares US Regional Banks ETF in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+5
Holders Change %
+8.33%
% of All Funds
1.88%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
10
Increased
21
Reduced
20
Closed
5
Calls
$525K
Puts
$88K
Net Calls
+$437K
Net Calls Change
+$1.33M

Top Buyers

1
OC
1
Oppenheimer & Co
New York
$4.89M
2
Morgan Stanley
2
Morgan Stanley
New York
$7.56M
3
WF
3
WealthTrust Fairport
Ohio
$1.42M
4
DCM
4
Donaldson Capital Management
Indiana
$14.5M
5
FMBTD
5
First Midwest Bank Trust Division
Illinois
$874K

Top Sellers

1
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$48.8M
2
Wells Fargo
2
Wells Fargo
California
$4.75M
3
HighTower Advisors
3
HighTower Advisors
Illinois
$6.42M
4
SWM
4
Strategic Wealth Management
Washington
$0
5
OSNBOA
5
Old Second National Bank of Aurora
Illinois
$3.06M
Name Holding Trade Value Shares
Change 		Shares
Change %
FMBTD
26
First Midwest Bank Trust Division
Illinois
$874K +$874K +24,999 New
Stifel Financial
27
Stifel Financial
Missouri
$842K +$842K +24,069 New
SJIM
28
St. Johns Investment Management
Florida
$798K +$798K +22,815 New
Barclays
29
Barclays
United Kingdom
$716K +$671K +19,730 +1,492%
BCM
30
Beck Capital Management
Texas
$576K -$21.5K -609 -4%
VFS
31
VSR Financial Services
Kansas
$547K -$14.5K -415 -3%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$524K +$71.4K +2,042 +16%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$513K +$513K +14,661 New
NCM
34
Niemann Capital Management
Nevada
$498K +$498K +14,240 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$470K +$96.4K +2,758 +26%
ASN
36
Advisory Services Network
Georgia
$466K +$466K +13,333 New
PJSIMP
37
P.J. Schmidt Investment Management (PJS)
Wisconsin
$451K -$3.5K -100 -0.8%
FHA
38
First Horizon Advisors
Tennessee
$408K – – –
PWW
39
Pettyjohn Wood & White
Virginia
$380K -$2.62K -75 -0.7%
TD Asset Management
40
TD Asset Management
Ontario, Canada
$358K – – –
CS
41
Comerica Securities
Michigan
$357K +$51.5K +1,470 +17%
JPMPWA
42
J.P. Morgan Private Wealth Advisors
California
$320K +$7K +200 +2%
CIBC World Market
43
CIBC World Market
Ontario, Canada
$312K +$312K +8,920 New
PP
44
Patten & Patten
Tennessee
$310K – – –
CAN
45
Cetera Advisor Networks
California
$247K -$34 -1 -0%
MA
46
MUFG Americas
New York
$236K – – –
PWM
47
ParenteBeard Wealth Management
Pennsylvania
$227K -$46.1K -1,318 -17%
WRM
48
Westport Resources Management
Connecticut
$224K +$6.11K +175 +3%
PAG
49
Private Advisor Group
New Jersey
$220K +$5.39K +154 +3%
CFA
50
Carroll Financial Associates
North Carolina
$160K +$8.75K +250 +6%
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