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iShares US Regional Banks ETF
IAT

65 hedge funds and large institutions have $164M invested in iShares US Regional Banks ETF in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

497% more call options, than puts

Call options by funds: $525K | Put options by funds: $88K

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

8% more funds holding

Funds holding: 60 → 65 (+5)

7% more capital invested

Capital invested by funds: $153M → $164M (+$10.5M)

3.44% more ownership

Funds ownership: 31.25% → 34.69% (+3.4%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
65
Holders Change
+5
Holders Change %
+8.33%
% of All Funds
1.88%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
10
Increased
21
Reduced
20
Closed
5
Calls
$525K
Puts
$88K
Net Calls
+$437K
Net Calls Change
+$1.33M

Top Buyers

Rank Fund Capital Flow
1
OC
Oppenheimer & Co
New York
+$4.68M
2
Morgan Stanley
Morgan Stanley
New York
+$1.43M
3
WF
WealthTrust Fairport
Ohio
+$1.36M
4
DCM
Donaldson Capital Management
Indiana
+$1.2M
5
FMBTD
First Midwest Bank Trust Division
Illinois
+$836K

Top Sellers

Rank Fund Capital Flow
1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$3.68M
2
SWM
Strategic Wealth Management
Washington
-$1.88M
3
Wells Fargo
Wells Fargo
California
-$1.86M
4
HighTower Advisors
HighTower Advisors
Illinois
-$1.85M
5
OSNBOA
Old Second National Bank of Aurora
Illinois
-$1.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
FMBTD
26
First Midwest Bank Trust Division
Illinois
$874K +$836K +24,999 New
Stifel Financial
27
Stifel Financial
Missouri
$842K +$805K +24,069 New
SJIM
28
St. Johns Investment Management
Florida
$798K +$763K +22,815 New
Barclays
29
Barclays
United Kingdom
$716K +$660K +19,730 +1,492%
BCM
30
Beck Capital Management
Texas
$576K -$20.4K -609 -4%
VFS
31
VSR Financial Services
Kansas
$547K -$13.9K -415 -3%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$524K +$68.3K +2,042 +16%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$513K +$491K +14,661 New
NCM
34
Niemann Capital Management
Nevada
$498K +$476K +14,240 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$470K +$92.3K +2,758 +26%
ASN
36
Advisory Services Network
Georgia
$466K +$446K +13,333 New
PJSIMP
37
P.J. Schmidt Investment Management (PJS)
Wisconsin
$451K -$3.35K -100 -0.8%
FHA
38
First Horizon Advisors
Tennessee
$408K – – –
PWW
39
Pettyjohn Wood & White
Virginia
$380K -$2.51K -75 -0.7%
TD Asset Management
40
TD Asset Management
Ontario, Canada
$358K – – –
CS
41
Comerica Securities
Michigan
$357K +$49.2K +1,470 +17%
JMPWA
42
JP Morgan Private Wealth Advisors
California
$320K +$6.69K +200 +2%
CIBC World Market
43
CIBC World Market
Ontario, Canada
$312K +$298K +8,920 New
PP
44
Patten & Patten
Tennessee
$310K – – –
CAN
45
Cetera Advisor Networks
California
$247K -$33 -1 -0%
MA
46
MUFG Americas
New York
$236K – – –
PWM
47
ParenteBeard Wealth Management
Pennsylvania
$227K -$44.1K -1,318 -17%
WRM
48
Westport Resources Management
Connecticut
$224K +$5.86K +175 +3%
PAG
49
Private Advisor Group
New Jersey
$220K +$5.15K +154 +3%
CFA
50
Carroll Financial Associates
North Carolina
$160K +$8.37K +250 +6%
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IAT Hedge Fund Activity: Q1 2014 in Review

65 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2014, worth a combined $164M — up 6.8% from $153M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IAT positions and 5 closed out — a net gain of 5 holders — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Oppenheimer & Co, opening a new position worth an estimated $4.68M. The largest seller was Bank of Nova Scotia, cutting an estimated $3.68M.

  • 65 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2014, up from 60 in Q4 2013.
  • Funds reported $164M of iShares US Regional Banks ETF stock for Q1 2014, up 6.8% quarter-over-quarter.
  • 10 funds opened new iShares US Regional Banks ETF positions in Q1 2014 and 5 closed out, a net change of +5 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2014 was Oppenheimer & Co, an estimated $4.68M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2014 was Bank of Nova Scotia, an estimated $3.68M sold.

Based on aggregated 13F filings for Q1 2014.