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iShares US Regional Banks ETF
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Overview Fund Activity

60 hedge funds and large institutions have $153M invested in iShares US Regional Banks ETF in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.74%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
12
Increased
13
Reduced
20
Closed
9
Calls
–
Puts
$895K
Net Calls
-$895K
Net Calls Change
-$477K

Top Buyers

1
SG Americas Securities
1
SG Americas Securities
New York
$6.92M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$49.8M
3
BUB
3
BBVA USA Bancshares
Texas
$2.8M
4
SWM
4
Strategic Wealth Management
Washington
$1.88M
5
DCM
5
Donaldson Capital Management
Indiana
$12.5M

Top Sellers

1
U
1
UBS
Switzerland
$8.46M
2
Citigroup
2
Citigroup
New York
$454K
3
CS
3
Credit Suisse
Switzerland
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$353K
5
Bank of America
5
Bank of America
North Carolina
$4.91M
Name Holding Trade Value Shares
Change 		Shares
Change %
VFS
26
VSR Financial Services
Kansas
$531K – – –
Citigroup
27
Citigroup
New York
$454K -$3.27M -98,940 -88%
PJSIMP
28
P.J. Schmidt Investment Management (PJS)
Wisconsin
$430K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$428K +$428K +12,950 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$416K +$416K +12,595 New
FHA
31
First Horizon Advisors
Tennessee
$386K -$89.3K -2,700 -19%
PWW
32
Pettyjohn Wood & White
Virginia
$362K -$13.2K -400 -4%
TD Asset Management
33
TD Asset Management
Ontario, Canada
$358K – – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$353K -$1.83M -55,469 -84%
TH
35
Timber Hill
Connecticut
$338K -$16.3K -493 -5%
JPMPWA
36
J.P. Morgan Private Wealth Advisors
California
$296K +$11.6K +350 +4%
PP
37
Patten & Patten
Tennessee
$293K -$18.5K -560 -6%
CS
38
Comerica Securities
Michigan
$288K +$288K +8,726 New
PWM
39
ParenteBeard Wealth Management
Pennsylvania
$258K -$72K -2,177 -22%
FWCM
40
Ferguson Wellman Capital Management
Oregon
$248K – – –
CAN
41
Cetera Advisor Networks
California
$240K -$156K -4,697 -39%
MA
42
MUFG Americas
New York
$223K +$223K +6,740 New
WRM
43
Westport Resources Management
Connecticut
$206K – – –
PAG
44
Private Advisor Group
New Jersey
$203K +$203K +6,137 New
CFA
45
Carroll Financial Associates
North Carolina
$142K – – –
US Bancorp
46
US Bancorp
Minnesota
$130K -$109K -3,290 -46%
AIG
47
American International Group
New York
$114K – – –
SHWM
48
Smith & Howard Wealth Management
Georgia
$99K – – –
SF
49
Synovus Financial
Georgia
$79K – – –
Canada Life
50
Canada Life
Manitoba, Canada
$65K – – –
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