We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF
IAT

60 hedge funds and large institutions have $153M invested in iShares US Regional Banks ETF in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

13% more capital invested

Capital invested by funds: $135M → $153M (+$18.2M)

5.22% more ownership

Funds ownership: 26.03% → 31.25% (+5.2%)

3% more funds holding

Funds holding: 58 → 60 (+2)

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $895K

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.74%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
12
Increased
13
Reduced
20
Closed
9
Calls
–
Puts
$895K
Net Calls
-$895K
Net Calls Change
-$477K

Top Buyers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
+$4.4M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$3.31M
3
BUB
BBVA USA Bancshares
Texas
+$2.68M
4
SWM
Strategic Wealth Management
Washington
+$1.8M
5
DCM
Donaldson Capital Management
Indiana
+$1.6M

Top Sellers

Rank Fund Capital Flow
1
U
UBS
Switzerland
-$4.55M
2
Citigroup
Citigroup
New York
-$3.12M
3
CS
Credit Suisse
Switzerland
-$3.01M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.75M
5
Bank of America
Bank of America
North Carolina
-$1.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
VFS
26
VSR Financial Services
Kansas
$531K – – –
Citigroup
27
Citigroup
New York
$454K -$3.12M -98,940 -88%
PJSIMP
28
P.J. Schmidt Investment Management (PJS)
Wisconsin
$430K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$428K +$409K +12,950 New
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$416K +$397K +12,595 New
FHA
31
First Horizon Advisors
Tennessee
$386K -$85.2K -2,700 -19%
PWW
32
Pettyjohn Wood & White
Virginia
$362K -$12.6K -400 -4%
TD Asset Management
33
TD Asset Management
Ontario, Canada
$358K – – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$353K -$1.75M -55,469 -84%
TH
35
Timber Hill
Connecticut
$338K -$15.6K -493 -5%
JMPWA
36
JP Morgan Private Wealth Advisors
California
$296K +$11K +350 +4%
PP
37
Patten & Patten
Tennessee
$293K -$17.7K -560 -6%
CS
38
Comerica Securities
Michigan
$288K +$275K +8,726 New
PWM
39
ParenteBeard Wealth Management
Pennsylvania
$258K -$68.7K -2,177 -22%
FWCM
40
Ferguson Wellman Capital Management
Oregon
$248K – – –
CAN
41
Cetera Advisor Networks
California
$240K -$148K -4,697 -39%
MA
42
MUFG Americas
New York
$223K +$213K +6,740 New
WRM
43
Westport Resources Management
Connecticut
$206K – – –
PAG
44
Private Advisor Group
New Jersey
$203K +$194K +6,137 New
CFA
45
Carroll Financial Associates
North Carolina
$142K – – –
US Bancorp
46
US Bancorp
Minnesota
$130K -$104K -3,290 -46%
AIG
47
American International Group
New York
$114K – – –
SHWM
48
Smith & Howard Wealth Management
Georgia
$99K – – –
SF
49
Synovus Financial
Georgia
$79K – – –
Canada Life
50
Canada Life
Manitoba, Canada
$65K – – –
1
2
3

IAT Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2013, worth a combined $153M — up 13% from $135M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IAT positions and 9 closed out — a net gain of 3 holders — while 13 added to existing stakes and 20 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $4.4M. The largest seller was UBS, cutting an estimated $4.55M.

  • 60 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2013, up from 58 in Q3 2013.
  • Funds reported $153M of iShares US Regional Banks ETF stock for Q4 2013, up 13% quarter-over-quarter.
  • 12 funds opened new iShares US Regional Banks ETF positions in Q4 2013 and 9 closed out, a net change of +3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2013 was SG Americas Securities, an estimated $4.4M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2013 was UBS, an estimated $4.55M sold.

Based on aggregated 13F filings for Q4 2013.