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iShares US Regional Banks ETF
IAT

58 hedge funds and large institutions have $135M invested in iShares US Regional Banks ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 2

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

26% more funds holding

Funds holding: 46 → 58 (+12)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $142M → $135M (-$6.31M)

9.92% less ownership

Funds ownership: 35.94% → 26.03% (-9.9%)

78% less call options, than puts

Call options by funds: $118K | Put options by funds: $536K

Holders
58
Holders Change
+12
Holders Change %
+26.09%
% of All Funds
1.88%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
20
Reduced
11
Closed
2
Calls
$118K
Puts
$536K
Net Calls
-$418K
Net Calls Change
-$477K

Top Buyers

1
U
UBS
Switzerland
+$6.76M
2
AFG
Albion Financial Group
Utah
+$2.31M
3
SG Americas Securities
SG Americas Securities
New York
+$2.15M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.03M
5
Citigroup
Citigroup
New York
+$1.88M

Top Sellers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$25.4M
2
Bank of America
Bank of America
North Carolina
-$3.75M
3
Goldman Sachs
Goldman Sachs
New York
-$2.9M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$406K
5
TD Asset Management
TD Asset Management
Ontario, Canada
-$331K
Name Holding Trade Value Shares
Change 		Change in
Stake
VFS
26
VSR Financial Services
Kansas
$479K – – –
FHA
27
First Horizon Advisors
Tennessee
$429K +$440K +14,375 New
PJSIMP
28
P.J. Schmidt Investment Management (PJS)
Wisconsin
$388K +$398K +13,000 New
TD Asset Management
29
TD Asset Management
Ontario, Canada
$358K -$331K -10,819 -37%
CAN
30
Cetera Advisor Networks
California
$356K +$365K +11,925 New
PWW
31
Pettyjohn Wood & White
Virginia
$338K – – –
TH
32
Timber Hill
Connecticut
$320K +$328K +10,722 New
PWM
33
ParenteBeard Wealth Management
Pennsylvania
$298K -$3.79K -124 -1%
PP
34
Patten & Patten
Tennessee
$281K – – –
JMPWA
35
JP Morgan Private Wealth Advisors
California
$256K +$7.65K +250 +3%
FWCM
36
Ferguson Wellman Capital Management
Oregon
$224K -$23K -750 -9%
US Bancorp
37
US Bancorp
Minnesota
$215K -$1.62K -53 -0.7%
Goldman Sachs
38
Goldman Sachs
New York
$203K -$2.9M -94,709 -93%
Comerica Bank
39
Comerica Bank
Texas
$203K +$208K +6,800 New
WRM
40
Westport Resources Management
Connecticut
$186K +$125K +4,085 +189%
CFA
41
Carroll Financial Associates
North Carolina
$128K – – –
AIG
42
American International Group
New York
$103K +$50.5K +1,650 +91%
EFSCE
43
Enterprise Financial Services Corp (EFSC)
Missouri
$98K – – –
SHWM
44
Smith & Howard Wealth Management
Georgia
$89K – – –
SF
45
Synovus Financial
Georgia
$72K +$73.5K +2,400 New
Canada Life
46
Canada Life
Manitoba, Canada
$59K – – –
Creative Planning
47
Creative Planning
Kansas
$58K -$6.7K -219 -10%
QAM
48
QCI Asset Management
New York
$46K – – –
MFS
49
MSI Financial Services
Massachusetts
$39K +$6.21K +203 +19%
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$19K – – –
1
2
3

IAT Hedge Fund Activity: Q3 2013 in Review

58 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2013, worth a combined $135M — down 4.5% from $142M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IAT positions and 2 closed out — a net gain of 13 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was UBS, adding an estimated $6.76M. The largest seller was Bank of Nova Scotia, cutting an estimated $25.4M.

  • 58 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2013, up from 46 in Q2 2013.
  • Funds reported $135M of iShares US Regional Banks ETF stock for Q3 2013, down 4.5% quarter-over-quarter.
  • 15 funds opened new iShares US Regional Banks ETF positions in Q3 2013 and 2 closed out, a net change of +13 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2013 was UBS, an estimated $6.76M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2013 was Bank of Nova Scotia, an estimated $25.4M sold.

Based on aggregated 13F filings for Q3 2013.