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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
126
Verition Fund Management
Connecticut
$558K -$194K -10,080 -27%
SHGA
127
Sand Hill Global Advisors
California
$556K -$522K -27,160 -50%
Mirae Asset Global Investments
128
Mirae Asset Global Investments
South Korea
$540K +$192K +9,995 +60%
TCM
129
Triumph Capital Management
Colorado
$517K +$487K +25,297 New
Neuberger Berman Group
130
Neuberger Berman Group
New York
$515K +$7.87K +409 +2%
MML Investors Services
131
MML Investors Services
Massachusetts
$505K -$8.35K -434 -2%
Pathstone Holdings
132
Pathstone Holdings
New Jersey
$500K +$212 +11 +0%
DI
133
Diligent Investors
California
$499K -$169K -8,782 -26%
CWP
134
Core Wealth Partners
California
$494K
PM
135
Penbrook Management
New York
$486K +$1.79K +93 +0.4%
ProShare Advisors
136
ProShare Advisors
Maryland
$486K +$55.8K +2,902 +14%
GIM
137
Greenwich Investment Management
Connecticut
$472K -$12.1K -630 -3%
AI
138
Accredited Investors
Minnesota
$470K
EH
139
Equitable Holdings
New York
$447K -$22.8K -1,183 -5%
KAS
140
Kestra Advisory Services
Texas
$436K +$61.4K +3,190 +15%
MA
141
MAS Advisors
Florida
$429K -$13.9K -721 -3%
IA
142
Inspire Advisors
Idaho
$425K -$20.8K -1,083 -5%
IAIM
143
International Assets Investment Management
Florida
$424K -$1.15M -59,626 -74%
CAPTRUST Financial Advisors
144
CAPTRUST Financial Advisors
North Carolina
$418K -$67.7K -3,519 -15%
Kovitz Investment Group Partners
145
Kovitz Investment Group Partners
Illinois
$409K
MPCA
146
Madison Park Capital Advisors
Washington
$409K
FNT
147
First National Trust
Pennsylvania
$402K
II
148
Inspire Investing
Idaho
$398K -$51.4K -2,673 -12%
TA
149
TFG Advisers
Michigan
$387K +$364K +18,906 New
CWM
150
Cornerstone Wealth Management
Missouri
$380K +$76.9K +3,996 +27%