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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
101
Bank of New York Mellon
New York
$823K +$792K +44,613 New
CCC
102
Chesapeake Capital Corp
Florida
$822K -$272K -15,328 -26%
BA
103
Bristlecone Advisors
Washington
$775K -$2.34K -132 -0.3%
DWM
104
Dakota Wealth Management
Florida
$771K +$742K +41,779 New
SPC
105
Sigma Planning Corp
Michigan
$763K -$833K -46,919 -53%
Creative Planning
106
Creative Planning
Kansas
$737K +$431K +24,298 +155%
AIM
107
Access Investment Management
Georgia
$705K
BFG
108
Bleakley Financial Group
New Jersey
$701K +$21.8K +1,229 +3%
SW
109
Simplicity Wealth
New Jersey
$701K +$675K +38,021 New
TC
110
TwinBeech Capital
New York
$700K +$674K +37,958 New
Verition Fund Management
111
Verition Fund Management
Connecticut
$690K +$4.97K +280 +0.8%
Truist Financial
112
Truist Financial
North Carolina
$677K -$3.13K -176 -0.5%
Lido Advisors
113
Lido Advisors
California
$667K +$49K +2,762 +8%
MCP
114
Mirador Capital Partners
California
$667K +$51.2K +2,885 +9%
EGA
115
Eagle Global Advisors
Texas
$614K +$72.3K +4,070 +14%
DI
116
Diligent Investors
California
$613K -$19.9K -1,123 -3%
CAN
117
Cetera Advisor Networks
California
$596K +$188K +10,598 +49%
1IA
118
1620 Investment Advisors
Massachusetts
$589K +$32.6K +1,839 +6%
FFWM
119
Future Financial Wealth Management
Ohio
$577K
QT
120
Quantbot Technologies
New York
$575K -$1.06M -59,797 -66%
BWM
121
BigSur Wealth Management
Florida
$548K +$314K +17,700 +148%
FNBOMD
122
First National Bank of Mount Dora
Florida
$540K
ACM
123
Aquatic Capital Management
Illinois
$520K +$12.4K +700 +3%
Squarepoint
124
Squarepoint
New York
$520K +$500K +28,167 New
GC
125
Guggenheim Capital
Illinois
$513K -$17.7K -998 -3%