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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
301
Carson Wealth (CWM LLC)
Nebraska
$29.5K +$20.1K +1,227 +159%
Northwestern Mutual Wealth Management
302
Northwestern Mutual Wealth Management
Wisconsin
$28.7K +$948 +58 +3%
BH
303
Burk Holdings
Oklahoma
$25.8K +$28.6K +1,750 New
UBS AM
304
UBS AM
Illinois
$23.7K +$2.42K +148 +10%
CJ
305
Caitlin John
Michigan
$23.7K +$686 +42 +3%
SIC
306
Salem Investment Counselors
North Carolina
$22.7K +$25.1K +1,535 New
AUB
307
Atlantic Union Bankshares
Virginia
$22.2K -$8.45K -517 -26%
HWA
308
HHM Wealth Advisors
Tennessee
$22.2K
CAM
309
Chesapeake Asset Management
New York
$19.3K -$4.45K -272 -17%
AssetMark Inc
310
AssetMark Inc
California
$19K -$8.17K -500 -28%
AA
311
Ancora Advisors
Ohio
$18.8K +$409 +25 +2%
SWM
312
Spire Wealth Management
Virginia
$17.8K
CA
313
Clearstead Advisors
Ohio
$17.7K +$19.6K +1,200 New
NS
314
NBC Securities
Alabama
$17K +$3.15K +193 +20%
HHCP
315
Hilton Head Capital Partners
South Carolina
$16.2K +$2.12K +130 +13%
VFM
316
Vision Financial Markets
Connecticut
$14.7K +$16.3K +995 New
FGAM
317
Financial Gravity Asset Management
Texas
$13.3K
Nomura Asset Management
318
Nomura Asset Management
Japan
$11.8K -$32.8K -2,010 -72%
ADL
319
Asset Dedication LLC
California
$11.2K
GWM
320
Gilpin Wealth Management
Colorado
$10.7K
W
321
WealthCollab
Washington
$9.47K -$3.19K -195 -23%
CB
322
Community Bank
New York
$9.23K
HFS
323
Hantz Financial Services
Michigan
$9K
VNA
324
Valley National Advisers
Pennsylvania
$9K
BONH
325
Bank of New Hampshire
New Hampshire
$8.86K