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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CCPM
251
Cooper Creek Partners Management
New York
– -$7.01M -543,900 Closed
SNB
252
Security National Bank
Nebraska
– -$3.06M -237,262 Closed
AI
253
Atom Investors
Texas
– -$1.4M -108,401 Closed
LCWP
254
Legacy Capital Wealth Partners
Arkansas
– -$1.1M -85,457 Closed
ADIM
255
Alpha DNA Investment Management
Maryland
– -$998K -77,411 Closed
HF
256
HRT Financial
New York
– -$868K -67,411 Closed
CM
257
Caption Management
Oklahoma
– -$717K -55,654 Closed
AWC
258
Abundance Wealth Counselors
Pennsylvania
– -$562K -43,603 Closed
HV
259
HST Ventures
Utah
– -$533K -41,322 Closed
FRM
260
Fox Run Management
Connecticut
– -$314K -24,391 Closed
BAM
261
Belpointe Asset Management
Nevada
– -$245K -18,999 Closed
BCM
262
Bayesian Capital Management
New York
– -$159K -12,359 Closed
BCM
263
Brookstone Capital Management
Illinois
– -$160K -12,261 Closed
Squarepoint
264
Squarepoint
New York
– -$154K -11,961 Closed
Wolverine Trading
265
Wolverine Trading
Illinois
– -$159K -11,569 Closed
BTW
266
Boston Trust Walden
Massachusetts
– -$147K -11,400 Closed
VF
267
Virtu Financial
New York
– -$134K -10,393 Closed
CC
268
Centiva Capital
New York
– -$129K -10,033 Closed
EWM
269
Endurance Wealth Management
Rhode Island
– -$97K -7,488 Closed
CG
270
Cutler Group
California
– -$97.3K -7,095 Closed
AAS
271
Ameritas Advisory Services
Nebraska
– -$61.1K -4,702 Closed
OCM
272
Orion Capital Management
California
– -$51.6K -4,000 Closed
QL
273
Quarry LP
New York
– -$29.1K -2,258 Closed
TWA
274
TCI Wealth Advisors
Arizona
– -$5.68K -440 Closed
SSG
275
Summit Securities Group
New York
– -$4K -300 Closed