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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$281K -$12.5K -750 -4%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$269K -$71.9K -4,321 -20%
HighTower Advisors
28
HighTower Advisors
Illinois
$253K -$16.1K -966 -6%
APA
29
American Portfolios Advisors
New York
$206K +$1.55K +93 +0.7%
GC
30
Guggenheim Capital
Illinois
$203K -$5.18K -311 -2%
TPWM
31
Twelve Points Wealth Management
Massachusetts
$188K -$4.58K -275 -2%
ONB
32
Old National Bancorp
Indiana
$183K
SPC
33
Sigma Planning Corp
Michigan
$181K -$8.26K -496 -4%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$171K -$68.1K -4,094 -27%
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$154K +$53.4K +3,210 +49%
GWM
36
Geneos Wealth Management
Colorado
$96K
PTC
37
Private Trust Company
Ohio
$55K +$58.3K +3,500 New
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$51K
IA
39
IFP Advisors
Florida
$45K
SPIA
40
Steward Partners Investment Advisory
New York
$40K -$8.39K -504 -17%
AF
41
Allworth Financial
California
$32K
CFGS
42
Concourse Financial Group Securities
Alabama
$30K
KFI
43
Key Financial Inc
Pennsylvania
$27K
NSIM
44
North Star Investment Management
Illinois
$22K
HI
45
Harbour Investments
Wisconsin
$19K +$20K +1,200 New
AIP
46
Ahrens Investment Partners
Louisiana
$17K +$8.32K +500 +83%
CBT
47
CoreFirst Bank & Trust
Kansas
$16K -$8.32K -500 -33%
GRP
48
Global Retirement Partners
California
$12K
RCM
49
Raleigh Capital Management
North Carolina
$10K
BBHC
50
Brown Brothers Harriman & Co
New York
$9K