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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
BAS
26
Brown Advisory Securities
Maryland
$210K -$18.9K -1,071 -8%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$196K +$195 +11 +0.1%
GWM
28
Geneos Wealth Management
Colorado
$55K -$8.85K -500 -14%
SPIA
29
Steward Partners Investment Advisory
New York
$55K +$142 +8 +0.3%
SWM
30
SeaCrest Wealth Management
New York
$43K -$4.6K -260 -10%
APA
31
American Portfolios Advisors
New York
$28.2K +$283 +16 +1%
IWM
32
IHT Wealth Management
Illinois
$26K -$37.7K -2,132 -59%
NSIM
33
North Star Investment Management
Illinois
$24K
POIA
34
Pin Oak Investment Advisors
Texas
$19K
Citigroup
35
Citigroup
New York
$18K +$372 +21 +2%
MOS
36
MGO One Seven
Ohio
$15K
GRP
37
Global Retirement Partners
California
$13K
AF
38
Advisornet Financial
Minnesota
$9K +$8.85K +500 New
UBS AM
39
UBS AM
Illinois
$5.59K -$5.13K -290 -48%
FDCDDQ
40
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.29K +$5.31K +300 New
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$3K
CAN
42
Cetera Advisor Networks
California
-$1.15M -60,772 Closed
SFS
43
Shaker Financial Services
Virginia
-$294K -15,693 Closed
MML Investors Services
44
MML Investors Services
Massachusetts
-$229K -12,201 Closed
CA
45
Calton & Associates
Florida
-$61K -3,390 Closed
PA
46
Parallel Advisors
California
-$55K -2,939 Closed
AWM
47
Avondale Wealth Management
Texas
-$46K -2,448 Closed
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
-$14K -737 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$2K -100 Closed