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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IAIM
26
International Assets Investment Management
Florida
$127K +$23.5K +2,417 +21%
Jane Street
27
Jane Street
New York
$106K +$113K +11,647 New
AWM
28
AE Wealth Management
Kansas
$104K +$111K +11,413 New
BEI
29
Benjamin Edwards Inc
Missouri
$97.2K +$4.51K +465 +5%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$82.3K
Wells Fargo
31
Wells Fargo
California
$55.9K +$59.4K +6,121 +306,050%
CA
32
CoreCap Advisors
Michigan
$49.2K
GFA
33
Godfrey Financial Associates
New York
$29.2K +$31.1K +3,203 New
NS
34
NBC Securities
Alabama
$18.9K
JWM
35
Jessup Wealth Management
Ohio
$8.66K +$9.21K +949 New
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$8K +$8.77K +904 New
SAG
37
SageView Advisory Group
California
$6.02K +$6.39K +659 New
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$4.25K
MI
39
Motiv8 Investments
Florida
$3K +$3.5K +361 New
HWP
40
Highline Wealth Partners
California
$2.97K +$3.15K +325 New
AF
41
Allworth Financial
California
$2.83K +$3.01K +310 New
FHA
42
Flagship Harbor Advisors
Massachusetts
$2.75K +$2.92K +301 New
Comerica Bank
43
Comerica Bank
Texas
$1.3K
PAG
44
Private Advisor Group
New Jersey
-$414K -45,529 Closed
MG
45
Marex Group
-$180K -19,769 Closed
LCM
46
Landscape Capital Management
New Jersey
-$117K -12,914 Closed
NFSG
47
Newbridge Financial Services Group
Florida
-$46.4K -5,104 Closed
ASN
48
Advisory Services Network
Georgia
-$18.8K -2,069 Closed
TIM
49
Tortoise Investment Management
New York
-$7.84K -863 Closed