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GUT

Gabelli Utility Trust
GUT

37 hedge funds and large institutions have $15.9M invested in Gabelli Utility Trust in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

0.08% less ownership

Funds ownership: 6.27% → 6.18% (-0.08%)

1% less capital invested

Capital invested by funds: $16M → $15.9M (-$125K)

3% less funds holding

Funds holding: 38 → 37 (-1)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$313K
2
SG Americas Securities
SG Americas Securities
New York
+$242K
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$75.6K
4
Creative Planning
Creative Planning
Kansas
+$53.2K
5
Citigroup
Citigroup
New York
+$42.4K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$1.55M
2
SIA
Sit Investment Associates
Minnesota
-$1.02M
3
VKH
Virtu KCG Holdings
New York
-$426K
4
FAAS
First Allied Advisory Services
California
-$164K
5
Morgan Stanley
Morgan Stanley
New York
-$115K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
26
Antonetti Capital Management
Florida
$15K – – –
PFSC
27
Peoples Financial Services Corp
Pennsylvania
$13K +$12.8K +2,052 New
DADC
28
D.A. Davidson & Co
Montana
$8K – – –
MFS
29
MSI Financial Services
Massachusetts
$8K – – –
US Bancorp
30
US Bancorp
Minnesota
$7K – – –
AIG
31
American International Group
New York
$6.43K – – –
WCM
32
Windsor Capital Management
Arizona
$6K – – –
Deutsche Bank
33
Deutsche Bank
Germany
$5K – – –
DOA
34
D'Orazio & Associates
Virginia
$5K +$506 +81 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$2K -$19 -3 -0.9%
WA
36
Waverly Advisors
Alabama
$2K – – –
RCM
37
Rivernorth Capital Management
Florida
– -$1.55M -251,056 Closed
FAAS
38
First Allied Advisory Services
California
– -$164K -26,324 Closed
Ameriprise
39
Ameriprise
Minnesota
– -$61K -9,893 Closed
RIA
40
Regal Investment Advisors
Michigan
– -$22K -3,488 Closed
MA
41
MUFG Americas
New York
– -$1K -191 Closed
FWM
42
Focused Wealth Management
New York
– -$2K -108 Closed
1
2

GUT Hedge Fund Activity: Q4 2013 in Review

37 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility Trust (GUT) for Q4 2013, worth a combined $15.9M — down 0.78% from $16M a quarter earlier.

Fund positioning in GUT was balanced in Q4 2013: 6 funds opened new positions, 6 closed out, 8 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $313K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $1.55M sold.

  • 37 institutional investors held Gabelli Utility Trust (GUT) as of Q4 2013, down from 38 in Q3 2013.
  • Funds reported $15.9M of Gabelli Utility Trust stock for Q4 2013, down 0.78% quarter-over-quarter.
  • 6 funds opened new Gabelli Utility Trust positions in Q4 2013 and 6 closed out, a net change of 0 holders.
  • The largest Gabelli Utility Trust buyer in Q4 2013 was Bank of America, an estimated $313K added.
  • The largest Gabelli Utility Trust seller in Q4 2013 was Rivernorth Capital Management, an estimated $1.55M sold.

Based on aggregated 13F filings for Q4 2013.