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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAG
51
Accordant Advisory Group
Maryland
$61.8K
Fidelity Investments
52
Fidelity Investments
Massachusetts
$53.6K +$30.8K +500 +136%
Rockefeller Capital Management
53
Rockefeller Capital Management
New York
$50.5K +$185 +3 +0.4%
SIS
54
Sound Income Strategies
Florida
$44.6K
MIM
55
MTM Investment Management
South Carolina
$37.4K
TCOT
56
Trust Company of Toledo
Ohio
$30.5K
SS
57
Sunbelt Securities
Texas
$15.4K
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$12.8K
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$11.7K +$11.6K +189 New
NS
60
NBC Securities
Alabama
$11.6K
US Bancorp
61
US Bancorp
Minnesota
$8.65K -$1.92M -31,133 -100%
IA
62
IFP Advisors
Florida
$3.65K
SWM
63
Spire Wealth Management
Virginia
$2.38K -$2.34K -38 -49%
TFA
64
Transamerica Financial Advisors
Florida
$755
MWA
65
Merkkuri Wealth Advisors
New York
$755 +$739 +12 New
HHCP
66
Hilton Head Capital Partners
South Carolina
$62
BFA
67
Blueprint Financial Advisors
North Carolina
-$13.1M -230,423 Closed
BIP
68
Blueprint Investment Partners
North Carolina
-$13.1M -230,423 Closed
BAM
69
Belpointe Asset Management
Nevada
-$814K -14,362 Closed
CWM
70
Cranbrook Wealth Management
Michigan
-$103K -1,820 Closed