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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PWP
26
Pursue Wealth Partners
California
$796K +$785K +15,000 New
TCM
27
Triumph Capital Management
Colorado
$707K +$697K +13,323 New
SFP
28
Sweet Financial Partners
Minnesota
$618K +$609K +11,640 New
KAS
29
Kestra Advisory Services
Texas
$599K -$125K -2,382 -17%
FTUS
30
Flow Traders U.S.
New York
$588K -$232K -4,437 -29%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$574K -$1.47M -28,173 -72%
ARC
32
Advisor Resource Council
Texas
$562K +$554K +10,588 New
MCM
33
MAI Capital Management
Ohio
$491K
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$484K -$1.15M -22,035 -71%
Goldman Sachs
35
Goldman Sachs
New York
$479K +$472K +9,021 New
OC
36
Oppenheimer & Co
New York
$478K +$471K +9,003 New
MRCM
37
M&R Capital Management
New Jersey
$449K
CPIG
38
Chicago Partners Investment Group
Illinois
$422K +$50.6K +967 +13%
DADC
39
D.A. Davidson & Co
Montana
$417K -$837 -16 -0.2%
WFA
40
WMG Financial Advisors
Tennessee
$368K +$363K +6,936 New
PB
41
Pinnacle Bancorp
Nebraska
$356K
KPWS
42
Kestra Private Wealth Services
Texas
$314K -$3.09K -59 -1%
SMC
43
Smith, Moore & Co
Missouri
$312K +$1.41K +27 +0.5%
AWM
44
AE Wealth Management
Kansas
$263K +$259K +4,944 New
NWM
45
Northwest Wealth Management
Iowa
$251K +$247K +4,729 New
HighTower Advisors
46
HighTower Advisors
Illinois
$247K +$246K +4,706 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$245K -$1.33M -25,448 -85%
WWMSC
48
Wagner Wealth Management (South Carolina)
South Carolina
$243K +$15.4K +295 +7%
AWA
49
Arkadios Wealth Advisors
Georgia
$238K +$837 +16 +0.4%
IWA
50
Intercontinental Wealth Advisors
Texas
$212K +$209K +4,000 New