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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WA
26
WFG Advisors
Texas
$90K -$12.1K -400 -12%
Creative Planning
27
Creative Planning
Kansas
$62K +$46.8K +1,550 +344%
GWM
28
Geneos Wealth Management
Colorado
$60K
UBS Group
29
UBS Group
Switzerland
$54K -$176K -5,815 -77%
IA
30
IFP Advisors
Florida
$19K -$50.1K -1,659 -73%
M&T Bank
31
M&T Bank
New York
-$218K -7,712 Closed
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
-$204K -7,191 Closed
TRCT
33
Tower Research Capital (TRC)
New York
-$9K -301 Closed