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First Trust Materials AlphaDEX Fund
FXZ

Name Holding Trade Value Shares
Change 		Change in
Stake
William Blair & Company
151
William Blair & Company
Illinois
$2K – – –
CIAS
152
Capital Investment Advisory Services
North Carolina
$1K – – –
WIM
153
Westside Investment Management
California
$15 – – –
GLA
154
Good Life Advisors
Pennsylvania
– -$8.42M -149,048 Closed
NA
155
Navellier & Associates
Nevada
– -$4.7M -83,211 Closed
WEG
156
World Equity Group
Illinois
– -$2.82M -49,921 Closed
FEM
157
Fulcrum Equity Management
Texas
– -$1.88M -33,216 Closed
OMC
158
Old Mission Capital
Illinois
– -$1.87M -33,151 Closed
KWM
159
Kingsview Wealth Management
Oregon
– -$1.82M -32,278 Closed
RA
160
RiverTree Advisors
Florida
– -$1.68M -29,627 Closed
MIAN
161
Mariner Independent Advisor Network
Kansas
– -$1.42M -25,026 Closed
Bank of Montreal
162
Bank of Montreal
Ontario, Canada
– -$1.01M -14,412 Closed
CC
163
Cypress Capital
Tennessee
– -$682K -12,069 Closed
PFS
164
Prospera Financial Services
Texas
– -$654K -11,564 Closed
SMF
165
Sterling Manor Financial
New York
– -$639K -11,304 Closed
SPC
166
Sigma Planning Corp
Michigan
– -$630K -11,148 Closed
CI
167
CX Institutional
Indiana
– -$585K -10,360 Closed
BFA
168
Brendel Financial Advisors
New Hampshire
– -$548K -9,698 Closed
FTUS
169
Flow Traders U.S.
New York
– -$545K -9,642 Closed
PAG
170
Private Advisory Group
Washington
– -$516K -9,130 Closed
LS
171
Leelyn Smith
Illinois
– -$457K -8,084 Closed
DBRC
172
D.B. Root & Company
Pennsylvania
– -$443K -7,840 Closed
Walleye Capital
173
Walleye Capital
New York
– -$415K -7,345 Closed
ES
174
Eagle Strategies
New York
– -$307K -5,431 Closed
KFGK
175
Keystone Financial Group (Kentucky)
Kentucky
– -$266K -4,715 Closed
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