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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DFA
101
DHJJ Financial Advisors
Illinois
$555 – – –
OSAM
102
O'Shaughnessy Asset Management
Connecticut
$444 -$96.5K -1,666 -100%
Russell Investments Group
103
Russell Investments Group
United Kingdom
$444 – – –
JP Morgan Chase
104
JP Morgan Chase
New York
$33 – – –
Jane Street
105
Jane Street
New York
– -$2.63M -46,288 Closed
IAA
106
Independent Advisor Alliance
North Carolina
– -$572K -10,066 Closed
TSS
107
Two Sigma Securities
New York
– -$536K -9,435 Closed
MIH
108
Meitav Investment House
Israel
– -$494K -8,702 Closed
Envestnet Portfolio Solutions
109
Envestnet Portfolio Solutions
Illinois
– -$337K -5,928 Closed
AWS
110
Atria Wealth Solutions
New York
– -$324K -5,710 Closed
CWA
111
Clarus Wealth Advisors
Arizona
– -$330K -5,681 Closed
SFPG
112
Stonebridge Financial Planning Group
Florida
– -$245K -4,315 Closed
D.E. Shaw & Co
113
D.E. Shaw & Co
New York
– -$225K -3,952 Closed
MA
114
MONECO Advisors
Connecticut
– -$206K -3,632 Closed
KPWS
115
Kestra Private Wealth Services
Texas
– -$205K -3,610 Closed
US Bancorp
116
US Bancorp
Minnesota
– -$46.9K -825 Closed
CAS
117
Coppell Advisory Solutions
Texas
– -$32.4K -577 Closed
CFD
118
Creative Financial Designs
Indiana
– -$25.9K -457 Closed
MCM
119
MAI Capital Management
Ohio
– -$14.2K -250 Closed
T
120
Transce3nd
Texas
– -$9.09K -160 Closed
MEG
121
Millstone Evans Group
Colorado
– -$6.82K -120 Closed
WIM
122
Westside Investment Management
California
– -$5.23K -92 Closed
CIAS
123
Capital Investment Advisory Services
North Carolina
– -$1.42K -25 Closed
RCM
124
Raleigh Capital Management
North Carolina
– -$183 -3 Closed