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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Horizon Advisors
101
First Horizon Advisors
Tennessee
$39K – – –
Allworth Financial
102
Allworth Financial
California
$32K – – –
SCA
103
Snowden Capital Advisors
New York
$31K +$30.6K +509 New
AF
104
Advisornet Financial
Minnesota
$29K – – –
BlackRock
105
BlackRock
New York
$21K – – –
SignatureFD
106
SignatureFD
Georgia
$21K – – –
Fidelity Investments
107
Fidelity Investments
Massachusetts
$20K -$2.17K -36 -10%
Capital Analysts LLC
108
Capital Analysts LLC
Pennsylvania
$19K +$18.7K +310 New
ODG
109
O'Dell Group
Ohio
$18K +$17.4K +290 New
AIM
110
Anchor Investment Management
South Carolina
$17K +$16.4K +273 New
CAAS
111
Capital Asset Advisory Services
Michigan
$16K – – –
HCP
112
Hexagon Capital Partners
Arkansas
$16K – – –
SAM
113
Strategic Asset Management
Minnesota
$16K +$15K +250 New
Quadrant Capital Group
114
Quadrant Capital Group
Ohio
$11K +$60 +1 +0.6%
Eaton Vance Management
115
Eaton Vance Management
Massachusetts
$7K – – –
IPW
116
IronBridge Private Wealth
Texas
$7K – – –
Koshinski Asset Management
117
Koshinski Asset Management
Illinois
$4.66K – – –
CIAS
118
Capital Investment Advisory Services
North Carolina
$2K +$1.5K +25 New
WIM
119
Westside Investment Management
California
$5 – – –
FMP
120
Financial Management Professionals
Texas
– -$2.25M -40,178 Closed
Lincoln National Corp
121
Lincoln National Corp
Pennsylvania
– -$1.64M -29,314 Closed
Flow Traders U.S.
122
Flow Traders U.S.
New York
– -$1.01M -18,082 Closed
Global Retirement Partners
123
Global Retirement Partners
California
– -$614K -10,964 Closed
Barclays
124
Barclays
United Kingdom
– -$348K -6,209 Closed
Synovus Financial
125
Synovus Financial
Georgia
– -$266K -4,740 Closed