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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
76
CAPTRUST Financial Advisors
North Carolina
$5K +$5.36K +125 New
WAP
77
Wealthcare Advisory Partners
Pennsylvania
$4K +$4.54K +106 New
RFM
78
Royal Fund Management
Florida
$2K -$1.59M -37,117 -100%
BFG
79
Barber Financial Group
Kansas
– -$14.2M -337,696 Closed
PFA
80
Pinnacle Family Advisors
Missouri
– -$6.97M -165,270 Closed
CWSR
81
Chessman Wealth Strategies RIA
Texas
– -$3.51M -83,181 Closed
BFA
82
Beaumont Financial Advisors
Massachusetts
– -$2.91M -68,891 Closed
CF
83
Copperwynd Financial
Arizona
– -$2.51M -59,488 Closed
PAG
84
Private Advisor Group
New Jersey
– -$2M -47,366 Closed
LA
85
LexAurum Advisors
Kansas
– -$1.32M -31,266 Closed
CA
86
Cetera Advisors
Colorado
– -$1.31M -31,054 Closed
GRP
87
Global Retirement Partners
California
– -$1.12M -26,600 Closed
Goldman Sachs
88
Goldman Sachs
New York
– -$700K -16,587 Closed
FA
89
FDx Advisors
Illinois
– -$491K -11,637 Closed
MIAN
90
Mariner Independent Advisor Network
Kansas
– -$433K -10,282 Closed
NFG
91
Next Financial Group
Texas
– -$321K -7,617 Closed
AP
92
Advisors Preferred
Maryland
– -$230K -5,447 Closed
WP
93
WealthShield Partners
North Carolina
– -$215K -5,098 Closed
CC
94
Cedar Capital
Illinois
– -$215K -5,086 Closed
WDL
95
Well Done LLC
Michigan
– -$198K -4,684 Closed
RFWA
96
RPg Family Wealth Advisory
Massachusetts
– -$51K -1,210 Closed
Northwestern Mutual Wealth Management
97
Northwestern Mutual Wealth Management
Wisconsin
– -$51K -1,199 Closed
WAS
98
WESPAC Advisors SoCal
California
– -$12K -285 Closed