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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
– -$2.28M -56,829 Closed
CW
52
CreativeOne Wealth
Kansas
– -$2.18M -54,409 Closed
FEG
53
Financial Enhancement Group
Indiana
– -$1.88M -46,942 Closed
BCM
54
Barometer Capital Management
Ontario, Canada
– -$1.39M -34,800 Closed
RJFSA
55
Raymond James Financial Services Advisors
Florida
– -$1.12M -28,024 Closed
OAM
56
Occidental Asset Management
California
– -$1.07M -26,719 Closed
Baird Financial Group
57
Baird Financial Group
Wisconsin
– -$1.04M -25,870 Closed
AA
58
Advisory Alpha
Michigan
– -$931K -23,661 Closed
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
– -$623K -15,541 Closed
AWM
60
AE Wealth Management
Kansas
– -$511K -12,761 Closed
HighTower Advisors
61
HighTower Advisors
Illinois
– -$420K -10,489 Closed
SS
62
Simplicity Solutions
Minnesota
– -$407K -10,170 Closed
LFAS
63
Level Four Advisory Services
Texas
– -$273K -6,768 Closed
CF
64
Centaurus Financial
California
– -$241K -6,006 Closed
PAG
65
Private Advisor Group
New Jersey
– -$228K -5,690 Closed
PSF
66
Pacific Sun Financial
California
– -$202K -5,045 Closed
SAM
67
SignalPoint Asset Management
Missouri
– -$202K -5,039 Closed
WQ
68
Wealth Quarterback
New Jersey
– -$54 -1,810 Closed
FHA
69
First Horizon Advisors
Tennessee
– -$7K -174 Closed
NC
70
NewSquare Capital
Pennsylvania
– -$6K -152 Closed
RFM
71
Royal Fund Management
Florida
– -$4K -107 Closed
CAAS
72
Capital Asset Advisory Services
Michigan
– -$2K -50 Closed
GFPC
73
Global Financial Private Client
Florida
– -$761 -19 Closed
BHWM
74
Bay Harbor Wealth Management
Maryland
– +$313 +9 New