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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$211K -$9.8K -356 -5%
TRCT
27
Tower Research Capital (TRC)
New York
$156K -$250K -9,069 -64%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$145K -$136K -4,944 -51%
Fifth Third Bancorp
29
Fifth Third Bancorp
Ohio
$123K – – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$121K +$468 +17 +0.4%
MFS
31
MSI Financial Services
Massachusetts
$111K – – –
AIG
32
American International Group
New York
$56K -$17.6K -638 -26%
Citigroup
33
Citigroup
New York
$51K -$20.6K -747 -31%
GWM
34
Geneos Wealth Management
Colorado
$43K +$38.1K +1,385 New
RCA
35
Rowland Carmichael Advisors
Arizona
$35K +$31.6K +1,148 New
WA
36
WFG Advisors
Texas
$25K – – –
S
37
SignatureFD
Georgia
$16K +$13.8K +503 New
GI
38
Gradient Investments
Minnesota
$5K – – –
JFGIW
39
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$4K -$10.6K -384 -73%
CS
40
Credit Suisse
Switzerland
– -$2.73M -97,296 Closed
VF
41
Virtu Financial
New York
– -$1.94M -68,947 Closed
BFEC
42
Benjamin F. Edwards & Company
Missouri
– -$761K -27,087 Closed
CCS
43
Crosspoint Capital Strategies
California
– -$661K -20,955 Closed
Baird Financial Group
44
Baird Financial Group
Wisconsin
– -$441K -15,680 Closed
FIM
45
Freedom Investment Management
Connecticut
– -$345K -12,277 Closed
BC
46
Bartlett & Co
Ohio
– -$40K -1,423 Closed
FAM
47
Formidable Asset Management
Ohio
– -$10K -375 Closed