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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FIM
26
Freedom Investment Management
Connecticut
$112K -$283K -9,469 -45%
Fifth Third Bancorp
27
Fifth Third Bancorp
Ohio
$108K – – –
MSI Financial Services
28
MSI Financial Services
Massachusetts
$102K +$26.6K +890 +31%
Ladenburg Thalmann Financial Services
29
Ladenburg Thalmann Financial Services
Florida
$101K -$11.5K -383 -9%
AIG
30
American International Group
New York
$80K -$8.91K -298 -9%
WA
31
WFG Advisors
Texas
$25K – – –
JFGIW
32
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$23K +$1.47K +49 +6%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$23K +$25.7K +861 New
FAM
34
Formidable Asset Management
Ohio
$10K – – –
Bartlett & Co
35
Bartlett & Co
Ohio
$9K +$10.3K +346 New
Benjamin F. Edwards & Company
36
Benjamin F. Edwards & Company
Missouri
$5K -$896K -29,980 -99%
ACM
37
Argentus Capital Management
Texas
$5K +$5.56K +186 New
Advisory Services Network
38
Advisory Services Network
Georgia
$2K +$2.66K +89 New
Jane Street
39
Jane Street
New York
– -$2.34M -74,208 Closed
HL Financial Services
40
HL Financial Services
Kentucky
– -$904K -28,630 Closed
RPG
41
Risk Paradigm Group
Texas
– -$847K -26,831 Closed
Atria Investments
42
Atria Investments
North Carolina
– -$542K -17,155 Closed
Ameriprise
43
Ameriprise
Minnesota
– -$463K -14,658 Closed
Baird Financial Group
44
Baird Financial Group
Wisconsin
– -$398K -12,608 Closed
VF
45
Virtu Financial
New York
– -$242K -7,668 Closed
ICAS
46
Investors Capital Advisory Services
Massachusetts
– -$230K -7,290 Closed
AP
47
Advisors Preferred
Maryland
– -$31K -977 Closed
Wealthfront
48
Wealthfront
California
– -$20K -628 Closed