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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$305K -$523K -16,691 -64%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$270K +$243K +7,754 +1,041%
BTS
28
BB&T Securities
Virginia
$244K +$240K +7,665 New
ICAS
29
Investors Capital Advisory Services
Massachusetts
$231K +$533 +17 +0.2%
Citigroup
30
Citigroup
New York
$159K +$21K +670 +15%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$132K -$9.88K -315 -7%
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$127K
AIG
33
American International Group
New York
$103K -$5.39K -172 -5%
ASN
34
Advisory Services Network
Georgia
$87K +$85.4K +2,724 New
MFS
35
MSI Financial Services
Massachusetts
$80K +$40.4K +1,290 +106%
US Bancorp
36
US Bancorp
Minnesota
$63K +$61.8K +1,972 New
BFEC
37
Benjamin F. Edwards & Company
Missouri
$62K +$61.4K +1,959 New
WA
38
WFG Advisors
Texas
$29K +$2.29K +73 +9%
JFGIW
39
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$25K +$25.1K +801 New
FAM
40
Formidable Asset Management
Ohio
$12K
BRWM
41
B. Riley Wealth Management
Tennessee
$9K -$93.4K -2,978 -91%
BUB
42
BBVA USA Bancshares
Texas
-$7.48M -236,980 Closed
VF
43
Virtu Financial
New York
-$2.3M -72,804 Closed
WF
44
WealthTrust Fairport
Ohio
-$2.06M -65,380 Closed
Goldman Sachs
45
Goldman Sachs
New York
-$1.79M -56,778 Closed
SG Americas Securities
46
SG Americas Securities
New York
-$1.64M -51,822 Closed
JP Morgan Chase
47
JP Morgan Chase
New York
-$1.28M -40,492 Closed
Deutsche Bank
48
Deutsche Bank
Germany
-$270K -8,580 Closed
PPA
49
Parametric Portfolio Associates
Washington
-$259K -8,199 Closed
PHS
50
Pekin Hardy Strauss
Illinois
-$251K -7,947 Closed